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Gregory Nondas Roumpos

SOLITUDE WEALTH ADVISORS, LLC.
HOLLADAY, UT
·CRD# 1697382·37 years experience

Professional Summary

Gregory Nondas Roumpos, who also goes by Greg N Roumpos, Greg Nondas Roumpos, is a registered financial advisor currently at SOLITUDE WEALTH ADVISORS, LLC. located in Holladay, Utah. Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Gregory has worked at 14 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Greg N Roumpos, Greg Nondas Roumpos

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

SOLITUDE WEALTH ADVISORS, LLC.·CRD# 142357
RIA
5200 South Highland Drive Suite 203, Holladay, UT 84117
February 13, 2015 - Present
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.·CRD# 132070
RIA
South Jordan, UT
October 5, 2010 - July 11, 2013
INTEGRITY ALLIANCE, LLC.·CRD# 139627
RIA
Cottonwood Heights, UT
December 16, 2008 - August 13, 2010
INTEGRITY ALLIANCE, LLC.·CRD# 139627
RIA
Cottonwood Heights, UT
July 31, 2007 - November 21, 2008
INTEGRITY ALLIANCE, LLC.·CRD# 139627
BD
Cottonwood Heights, UT
July 24, 2007 - December 31, 2009
SOLITUDE WEALTH ADVISORS, LLC.·CRD# 142357
RIA
South Jordan, UT
December 31, 2006 - December 31, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
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Cottonwood Heights, UT
October 25, 2006 - May 29, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Cottonwood Heights, UT
September 26, 2006 - May 29, 2007
ONEAMERICA SECURITIES, INC.·CRD# 4173
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Midvale, UT
March 16, 2004 - September 8, 2006
ONEAMERICA SECURITIES, INC.·CRD# 4173
BD
Midvale, UT
February 18, 2004 - September 8, 2006
FIRST WESTERN ADVISORS·CRD# 13623
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Midvale, UT
June 4, 2003 - February 17, 2004
FIRST WESTERN ADVISORS·CRD# 13623
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Holladay, UT
May 13, 2003 - February 17, 2004
MML INVESTORS SERVICES, LLC·CRD# 10409
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Salt Lake City, UT
February 6, 2003 - May 22, 2003
MML INVESTORS SERVICES, LLC·CRD# 10409
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Springfield, MA
February 5, 2003 - May 22, 2003
BANC ONE SECURITIES CORPORATION·CRD# 16999
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Salt Lake City, UT
May 31, 2001 - January 8, 2003
BANC ONE SECURITIES CORPORATION·CRD# 16999
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Chicago, IL
September 9, 1998 - January 8, 2003
WELLS FARGO SECURITIES INC.·CRD# 17438
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San Francisco, CA
August 19, 1996 - September 4, 1998
FIRST INTERSTATE INVESTMENTS,INC.·CRD# 17101
BD
July 25, 1995 - August 19, 1996
ESSEX NATIONAL SECURITIES, LLC·CRD# 25454
BD
Napa, CA
March 26, 1994 - November 16, 1995
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
January 21, 1994 - February 3, 1994
OLSEN PAYNE & COMPANY·CRD# 15607
BD
Salt Lake City, UT
October 27, 1992 - December 31, 1993
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
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Smithfield, RI
October 25, 1989 - September 16, 1992

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Current Firm

SW
SOLITUDE WEALTH ADVISORS, LLC.

GALILEO FINANCIAL ADVISORS, LLC | SOLITUDE WEALTH ADVISORS, LLC.

CRD#: 142357
Idaho
Registered Investment Advisory firm - Idaho (12/5/2012 Approved)
Utah
Registered Investment Advisory firm - Utah (12/31/2006 Approved)

Contact Information

Main Address

5200 South Highland Drive Suite 203, Holladay, UT 84117

Phone Number

(801) 797-6232

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

128

AUM (Assets Under Management)

$36,121,171

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Utah
(2/13/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2001About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1990About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1989About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Gregory Nondas Roumpos's CRS (Customer Relationship Summary).

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