Perry J. Vasquez

VASCORP WEALTH ADVISORS

ARVADA, CO 80002

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CRD#: 1697352

Professional summary

Perry Jon Vasquez, CFP® is a registered financial advisor currently at VASCORP WEALTH ADVISORS located in Arvada, Colorado.

Perry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Perry has worked at 4 firms and has passed the Series 6 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Perry Jon Vasquez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

January 1, 1999 - Present

VASCORP WEALTH ADVISORS

Office #1: 8108 Ralston Road, Arvada, CO 80002

RIA

CRD#: 115643

ARVADA, CO

Past

October 6, 2003 - December 31, 2006

GENESEE INVESTMENT PARTNERS

RIA

CRD#: 126626

GOLDEN, CO

Past

July 16, 1992 - December 31, 1993

SECURITIES AMERICA, INC.

CRD#: 10205

Past

June 29, 1987 - September 10, 1990

WADDELL & REED

CRD#: 866

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/1/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 6

Date: 6/26/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VASCORP WEALTH ADVISORS

FINANCIAL PLANNING CENTERS OF AMERICA, INC. | VASCORP WEALTH ADVISORS | VASCORP FINANCIAL GROUP, LLC. | VASCORP FINANCIAL GROUP

CRD#: 115643 / SEC#:

Colorado

Registered Investment Advisory firm - (1/1/1999 Approved)

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Contact information

Main Address

8108 Ralston Road, Arvada, CO 80002

Mailing Address

Phone number

(303) 467-3776

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 13,400,000

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Nebraska	ERA - Withdrawn	1/3/2022

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Perry J. Vasquez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Perry Jon Vasquez's CRS (Customer Relationship Summary).

Certified licenses

Experience

VASCORP WEALTH ADVISORS

GENESEE INVESTMENT PARTNERS

SECURITIES AMERICA, INC.

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 6

Date: 6/26/1987

Current Firm

VASCORP WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

VASCORP WEALTH ADVISORS

TRUST BUT VERIFY

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