Mark E. Bryant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Edward Bryant was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1987. Mark had worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2011 - December 31, 2012
FIRST INDEPENDENT ADVISORY SERVICES, INC.
January 25, 2006 - December 31, 2009
FIRST INDEPENDENT ADVISORY SERVICES, INC.
August 5, 2004 - March 1, 2013
FIRST INDEPENDENT FINANCIAL SERVICES, INC.
August 1, 2001 - July 27, 2004
CETERA ADVISORS LLC
August 1, 2001 - July 27, 2004
CETERA ADVISORS LLC
August 3, 2000 - August 20, 2001
MML INVESTORS SERVICES, LLC
July 9, 1987 - August 23, 2000
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST INDEPENDENT ADVISORY SERVICES, INC.
CRD#: 132678 / SEC#:
Contact information
Red Flags
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