RB
Robert C. Briggs
VALIC FINANCIAL ADVISORS
Timonium, MD 21093-2227
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CRD#: 1696891
RB
Professional summary
Robert Churchill Briggs, CFP®, who also goes by Bob Briggs, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Timonium, Maryland.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Briggs
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AT JACOB'S WELL INC. POSITION: President of Board of Directors NATURE: At Jacob's Well is a 501(c)3 organization that provides temporary and permanent housing for mentally ill homeless people in Baltimore. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2020 ADDRESS: 323 E 25th St, Baltimore MD 21218, United States DESCRIPTION: Run the bi-monthly board meetings, facilitate voting on personnel issues, budgets, property purchases and other things involved with running the organization. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products CHILDREN'S CHORUS OF MARYLAND POSITION: Treasurer of Board of Directors NATURE: Meeting monthly to help forge the future for the conservatory. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 320 E Towsontown Blvd., Towson MD 21286, United States DESCRIPTION: Meeting monthly with the other board members. Doing volunteer work when needed. As Treasurer, I will review the organization's books on a biweekly basis with he ED and make a report on current balances at the board meeting. I will play no role in any potential investments.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Churchill Briggs's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Churchill Briggs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
June 3, 2002 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 22 West Padonia Road Suite A 307, Timonium, MD 21093-2227RIA
BD
CRD#: 42803
Timonium, MD
Current
February 23, 1999 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 22 West Padonia Road Suite A 307, Timonium, MD 21093-2227RIA
BD
CRD#: 42803
Timonium, MD
Past
July 26, 1993 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Past
July 31, 1987 - May 3, 1988
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/23/2016)
IAR
California(8/24/2016)
RR
Colorado(5/10/2024)
IAR
Colorado(5/10/2024)
RR
Delaware(1/8/2020)
IAR
Delaware(1/9/2020)
RR
District of Columbia(2/5/2010)
IAR
District of Columbia(2/26/2010)
RR
Florida(11/30/2016)
IAR
Florida(12/1/2016)
RR
Maryland(2/23/1999)
IAR
Maryland(6/3/2002)
RR
Massachusetts(5/28/2021)
IAR
Massachusetts(6/16/2021)
RR
New Jersey(5/10/2024)
IAR
New Jersey(5/10/2024)
RR
Pennsylvania(12/22/1999)
IAR
Pennsylvania(5/27/2004)
RR
South Carolina(10/19/2018)
IAR
South Carolina(10/22/2018)
RR
Virginia(2/4/2002)
IAR
Virginia(2/5/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
