KR
Kevin M. Reese
NAVY FEDERAL INVESTMENT SERVICES
Rockville, MD 20852
Some features on this profile are disabled
CRD#: 1696804
KR
Professional summary
Kevin Michael Reese, ChFC® is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Rockville, Maryland.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Kevin has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Michael Reese's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kevin Michael Reese's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 4, 2017 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 12250 Rockville Pike, Suite 280, Rockville, MD 20852RIA
BD
CRD#: 138459
Rockville, MD
Current
July 3, 2006 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 12250 Rockville Pike, Suite 280, Rockville, MD 20852RIA
BD
CRD#: 138459
Rockville, MD
Past
September 8, 2007 - January 4, 2017
NAVY FEDERAL ASSET MANAGEMENT, LLC
RIA
CRD#: 144244
ROCKVILLE, MD
Past
September 20, 2006 - September 8, 2007
NAVY FEDERAL INVESTMENT SERVICES, LLC
RIA
CRD#: 138459
North Bethesda, MD
Past
May 15, 2002 - September 20, 2006
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
GERMANTOWN, MD
Past
March 2, 2000 - July 3, 2006
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
GERMANTOWN, MD
Past
March 18, 1999 - August 30, 1999
MONUMENT DISTRIBUTORS, INC.
BD
CRD#: 43917
KENSINGTON, MD
Past
August 6, 1998 - March 5, 1999
W&S BROKERAGE SERVICES, INC.
BD
CRD#: 8099
CINCINNATI, OH
Past
April 10, 1998 - August 7, 1998
INVESTMENT AFFILIATE, INC.
BD
CRD#: 31151
LEWISBURG, WV
Past
April 12, 1995 - March 3, 1998
CALVERT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 37527
BETHESDA, MD
Past
January 23, 1990 - April 17, 1995
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Past
October 21, 1987 - April 6, 1989
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
Past
August 20, 1987 - September 28, 1987
SHERWOOD CAPITAL, INC.
BD
CRD#: 10474
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/22/2011)
RR
California(7/3/2006)
IAR
California(1/4/2017)
RR
Connecticut(7/19/2024)
IAR
Connecticut(7/19/2024)
RR
Delaware(7/13/2006)
IAR
Delaware(1/4/2017)
RR
District of Columbia(7/3/2006)
IAR
District of Columbia(1/4/2017)
RR
Florida(7/5/2006)
IAR
Florida(1/4/2017)
RR
Georgia(1/31/2008)
IAR
Georgia(3/22/2022)
RR
Hawaii(4/14/2008)
IAR
Hawaii(11/17/2022)
RR
Kentucky(7/3/2006)
IAR
Kentucky(1/4/2017)
IAR
Maine(7/22/2024)
RR
Maine(7/24/2024)
RR
Maryland(7/3/2006)
IAR
Maryland(1/4/2017)
RR
Massachusetts(7/3/2006)
IAR
Massachusetts(1/4/2017)
RR
Michigan(7/3/2006)
IAR
Michigan(1/4/2017)
RR
New Hampshire(10/24/2022)
IAR
New Hampshire(10/24/2022)
RR
New Jersey(7/3/2006)
IAR
New Jersey(1/4/2017)
RR
New York(7/3/2006)
RR
North Carolina(7/3/2006)
IAR
North Carolina(1/4/2017)
RR
Ohio(7/3/2006)
IAR
Ohio(1/4/2017)
RR
Oklahoma(7/16/2018)
RR
Pennsylvania(7/3/2006)
IAR
Pennsylvania(1/4/2017)
RR
Rhode Island(7/22/2024)
IAR
Rhode Island(7/22/2024)
RR
South Carolina(7/3/2006)
IAR
South Carolina(1/4/2017)
RR
Texas(7/12/2006)
IAR
Texas(1/4/2017)
RR
Utah(10/21/2022)
IAR
Utah(10/21/2022)
RR
Vermont(5/12/2010)
IAR
Vermont(7/22/2024)
RR
Virginia(7/3/2006)
IAR
Virginia(1/4/2017)
RR
Washington(7/3/2006)
IAR
Washington(1/4/2017)
RR
West Virginia(10/3/2006)
RR
Wisconsin(7/3/2006)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,472 |
| AUM (Assets Under Management) | $ 1,713,608,579 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
