Edward R. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Roy Anderson was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1987. Edward had worked at 8 firms and has passed the Series 65, Series 63, Series 56, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2011 - January 18, 2013
COASTAL TRADE SECURITIES, LLC
March 10, 1999 - November 2, 2001
NDX TRADING, INC.
February 17, 1995 - November 11, 1998
MILLER JOHNSON STEICHEN KINNARD, INC.
June 16, 1993 - February 23, 1995
JOHN G. KINNARD AND COMPANY, INCORPORATED
June 21, 1990 - June 25, 1993
PRUDENTIAL EQUITY GROUP, LLC
February 13, 1990 - July 9, 1990
VANDERBILT SECURITIES, INC.
January 25, 1990 - July 9, 1990
VANDERBILT SECURITIES, INC.
May 20, 1988 - February 13, 1990
J. T. MORAN & CO., INC.
August 18, 1987 - May 23, 1988
SHERWOOD CAPITAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 10/28/2011
Proprietary Trader Qualification ExaminationSeries 55
Date: 10/21/1999
Limited Representative-Equity Trader ExamCurrent Firm
COASTAL TRADE SECURITIES, LLC
CRD#: 148246 / SEC#: , 8-67999
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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