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Kevin Poe Young

CRD# 1696794·Registered 1987 - 2005
Previously Registered: Being a previously registered professional could mean that Kevin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kevin Poe Young, who also goes by Kevin Young, was a registered financial advisor. Kevin was a previously registered financial professional and started their career in finance 1987 - 2005. Kevin had worked at 12 firms and has passed the Series 63, Series 7 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kevin Young

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

SCREAMING EAGLE TRADING, INC.·CRD# 126125
BD
Orinda, CA
June 17, 2005 - August 31, 2005
SOUTHWEST TEXAS CAPITAL, L.L.C·CRD# 104200
BD
Plano, TX
September 2, 2004 - February 16, 2005
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
October 23, 2002 - September 13, 2004
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
March 10, 2000 - November 1, 2002
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
March 2, 1998 - March 2, 2000
DAIN RAUSCHER INCORPORATED·CRD# 7600
BD
January 2, 1998 - March 2, 1998
RAUSCHER PIERCE REFSNES, INC.·CRD# 6663
BD
Dallas, TX
January 27, 1997 - January 2, 1998
HOAK BREEDLOVE WESNESKI & CO.·CRD# 23728
BD
Dallas, TX
August 8, 1996 - November 27, 1996
SC SECURITIES CORP.·CRD# 37922
BD
December 11, 1995 - August 19, 1996
CULLUM & SANDOW SECURITIES, INC.·CRD# 15836
BD
Dallas, TX
September 10, 1993 - December 15, 1995
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
December 20, 1990 - August 28, 1992
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
May 8, 1989 - December 19, 1990
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
September 24, 1987 - June 6, 1989

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Current Firm

SE
SCREAMING EAGLE TRADING, INC.

SCREAMING EAGLE TRADING, INC.

CRD#: 126125 / SEC#: 8-65855
BD
Terminated by SEC on 03/30/2009

Contact Information

Established

Delaware since 01/17/2003

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
RESTREPO, EDWINPRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER—
WHITE, KARYN MARIEFINOP, CFO—

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1987About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Aug 1987About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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