Kevin P. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Poe Young, who also goes by Kevin Young, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1987. Kevin had worked at 12 firms and has passed the Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2005 - August 31, 2005
SCREAMING EAGLE TRADING, INC.
September 2, 2004 - February 16, 2005
SOUTHWEST TEXAS CAPITAL, L.L.C
October 23, 2002 - September 13, 2004
J.P. MORGAN SECURITIES LLC
March 10, 2000 - November 1, 2002
CREDIT SUISSE SECURITIES (USA) LLC
March 2, 1998 - March 2, 2000
RBC CAPITAL MARKETS, LLC
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
January 27, 1997 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
August 8, 1996 - November 27, 1996
HOAK BREEDLOVE WESNESKI & CO.
December 11, 1995 - August 19, 1996
SC SECURITIES CORP.
September 10, 1993 - December 15, 1995
CULLUM & SANDOW SECURITIES, INC.
December 20, 1990 - August 28, 1992
LEHMAN BROTHERS INC.
May 8, 1989 - December 19, 1990
J.P. MORGAN SECURITIES LLC
September 24, 1987 - June 6, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCREAMING EAGLE TRADING, INC.
CRD#: 126125 / SEC#: , 8-65855
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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