David Andrew Kenkel
Professional Summary
David Andrew Kenkel is a registered financial advisor currently at OUTFITTER FINANCIAL located in Brunswick, Maine. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. David has worked at 13 firms and has passed the Series 65, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
39 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
OUTFITTER FINANCIAL | OUTFITTERS FINANCIAL LLC | OUTFITTER FINANCIAL, LLC
Contact Information
Main Address
14 Maine St Suite 406, Brunswick, ME 04011Phone Number
(978) 865-3787# of Employees
4SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
64AUM (Assets Under Management)
$157,697,840Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
OUTFITTER FINANCIAL | OUTFITTERS FINANCIAL LLC | OUTFITTER FINANCIAL, LLC
State Registrations and Notice Filings
(3/9/2022)
(10/2/2018)
(1/17/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view David Andrew Kenkel's CRS (Customer Relationship Summary).
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