John Lewis Owen, CFP | Financial Professional | Clayton, Missouri

Professional summary

John Lewis Owen, CFP® is a registered financial advisor currently at MUTUAL ADVISORS, LLC located in Clayton, Missouri and MUTUAL SECURITIES, INC. located in Clayton, Missouri.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. John has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INDEPENDENT INSURANCE AGENT, SOLE PROPRIETOR, START DATE: 04/13/18, 165 N. Meramec Ave., Ste. 430, Clayton, MO 63105, INSURANCE AGENCY/AGENT, NOT INVESTMENT RELATED, 2-3 HOURS PER MONTH, <1 HOUR PER DAY DURING TRADING HOURS. 2. ROTARY CLUB KIRKWOOD, NON-PROFIT CORP., START DATE: 1993, 417 GILL AVENUE KIRKWOOD, MO 63122, PROFIT, MEMBER, MANAGE 2 SCHOLARSHIP FUND ACCOUNTS, NOT INVESTMENT RELATED, 6 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 3. JEFFREY C GENTSCH 08 IRREV INS TRUST U/A DTD 09/08/08, START DATE: 08/08/08, IRREVOCABLE LIFE INSURANCE TRUST/TRUSTEE, NOT INVESTMENT RELATED, <1 HOUR PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 4. JL Owen and Associates, LLC., Start Date: 02/01/2021, 165 N. Meramec Ave., Ste. 430, Clayton, MO 63105, LLC, Operating Company, Manager, For Pass-through income, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 5. Hawthorn Capital Wealth Advisors, LLC., Start Date: 10/07/2022, 165 N. Meramec Ave., Ste. 430, Clayton, MO 63105, LLC, Renting Office Space and Sharing Office Expenses, Principal, Rent office space and share office expenses, Not Investment Related, 1 Hour per month, Less than 1 Hour per day during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Lewis Owen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 13, 2018 - Present

MUTUAL ADVISORS, LLC

Office #1: 165 North Meramec Ave. Suite 430, Clayton, MO 63105

RIA

CRD#: 167658

Clayton, MO

Current

April 13, 2018 - Present

MUTUAL SECURITIES, INC.

Office #1: 165 North Meramec Ave. Ste. 430, Clayton, MO 63105

BD

CRD#: 13092

Clayton, MO

Past

March 20, 2002 - April 13, 2018

FIRST HEARTLAND CONSULTANTS, INC.

RIA

CRD#: 110377

ST. LOUIS, MO

Past

March 4, 2002 - April 13, 2018

FIRST HEARTLAND CAPITAL, INC.

BD

CRD#: 32460

ST LOUIS, MO

Past

July 22, 1987 - March 11, 2002

WS GRIFFITH SECURITIES, INC.

BD

CRD#: 10410

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MA

MUTUAL ADVISORS, LLC

CRD#: 167658 / SEC#: 801-78089

RIA

Registered Investment Advisory firm - (5/26/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

California
(4/13/2018)

RR

Georgia
(4/13/2018)

RR

Illinois
(4/13/2018)

RR

Maryland
(10/31/2019)

RR

Missouri
(4/13/2018)

IAR

Missouri
(4/25/2018)

RR

North Carolina
(4/27/2021)

RR

Ohio
(4/16/2018)

IAR

Texas
(2/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

Series 63

Date: 7/30/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 7/18/1987

General Securities Representative Examination

SRO Registrations

RR

FINRA

Current Firm

MA

MUTUAL ADVISORS, LLC

CRD#: 167658 / SEC#: 801-78089

RIA

Registered Investment Advisory firm - (5/26/2013 Approved)

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Contact information

Main Address

9140 W Dodge Road Suite 230, Omaha, NE 68114

Mailing Address

Phone number

(307) 439-6357

Established

Firm type

Fiscal year end

# of Employees

189

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MUTUAL ADVISORS, LLC APPENDIX A WRAP BROCHURE (3/31/2025)

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	21,515
AUM (Assets Under Management)	$ 6,750,194,248

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John L. Owen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Lewis Owen's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND CAPITAL, INC.

WS GRIFFITH SECURITIES, INC.

Primary Firm SEC Registration

MUTUAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/30/1987

SIE

Date: 10/1/2018

Series 7

Date: 7/18/1987

FINRA

Current Firm

MUTUAL ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MUTUAL ADVISORS, LLC

TRUST BUT VERIFY

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