Norman D. Villarina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Dino Villarina was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1987. Norman had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2006 - September 14, 2009
BERKELEY CAPITAL SECURITIES, L.L.C.
January 24, 2006 - May 3, 2012
BERKELEY CAPITAL ADVISERS, LLC
August 16, 2004 - September 15, 2015
BRADLEY WOODS & CO. LTD.
September 15, 2003 - October 27, 2005
INDUSTRY CAPITAL ADVISERS
April 11, 1988 - August 3, 1990
LEHMAN BROTHERS INC.
July 23, 1987 - April 11, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Exams
Current Firm
BERKELEY CAPITAL SECURITIES, L.L.C.
CRD#: 136982 / SEC#: , 8-67060
Contact information
Documents
Red Flags
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