Donna C. Kiplinger

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CRD#: 1696518

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donna Carol Kiplinger was a registered financial professional .

Donna is a previously registered financial professional and started their career in finance in 1991. Donna had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 16, 2020 - July 6, 2021

MITCHELL & PAHL PRIVATE WEALTH

RIA

CRD#: 307625

OKLAHOMA CITY, OK

Past

October 20, 2015 - June 10, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

OKLAHOMA CITY, OK

Past

October 15, 2015 - June 10, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

OKLAHOMA CITY, OK

Past

July 2, 2009 - March 17, 2015

MORGAN STANLEY

RIA

CRD#: 149777

OKLAHOMA CITY, OK

Past

June 1, 2009 - March 17, 2015

MORGAN STANLEY

CRD#: 149777

OKLAHOMA CITY, OK

Past

May 2, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

OKLAHOMA CITY, OK

Past

January 1, 2008 - May 8, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

OKLAHOMA CITY, OK

Past

November 27, 1991 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

OKLAHOMA CITY, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MITCHELL & PAHL PRIVATE WEALTH

MITCHELL & PAHL PRIVATE WEALTH | MITCHELL & PAHL PRIVATE WEALTH, LLC

CRD#: 307625 / SEC#: 801-118315

RIA

Registered Investment Advisory firm - (3/27/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/29/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/3/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/14/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/25/1991

General Securities Representative Examination

Current Firm

MITCHELL & PAHL PRIVATE WEALTH

MITCHELL & PAHL PRIVATE WEALTH | MITCHELL & PAHL PRIVATE WEALTH, LLC

CRD#: 307625 / SEC#: 801-118315

RIA

Registered Investment Advisory firm - (3/27/2020 Approved)

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Contact information

Main Address

1001 Nw 71st Street Suite 4, Oklahoma City, OK 73116

Mailing Address

Phone number

(405) 608-2280

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MITCHELL & PAHL FORM ADV PART 2A BROCHURE (10/15/2025)

MITCHELL & PAHL FORM ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	910
AUM (Assets Under Management)	$ 405,979,003

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/12/2025	Cover Page	Report
11/18/2024	Cover Page	Report
07/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donna C. Kiplinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

MITCHELL & PAHL PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 10/29/2009

Series 63

Date: 2/3/1992

SIE

Date: 10/1/2018

Series 3

Date: 9/14/2009

Series 7

Date: 11/25/1991

Current Firm

MITCHELL & PAHL PRIVATE WEALTH

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MITCHELL & PAHL PRIVATE WEALTH

TRUST BUT VERIFY

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