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DP

David Poupard

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CRD#: 1696035
DP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Poupard was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2010. David had worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 7, 2020 - December 22, 2020

WORLD INVESTMENTS, LLC

BD
CRD#: 20626
LINCROFT, NJ
Past

February 5, 2020 - December 22, 2020

WORLD INVESTMENTS, LLC

RIA
CRD#: 20626
LINCROFT, NJ
Past

July 28, 2016 - September 11, 2018

ADVANTAGE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 146236
Tinton Falls, NJ
Past

June 30, 2016 - September 17, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
TINTON FALLS, NJ
Past

July 18, 2014 - July 1, 2016

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
WALL TOWNSHIP, NJ
Past

July 17, 2014 - July 1, 2016

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
WALL TOWNSHIP, NJ
Past

June 7, 2013 - June 20, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
RED BANK, NJ
Past

June 3, 2013 - June 20, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
RED BANK, NJ
Past

May 30, 2013 - June 4, 2013

AEGIS CAPITAL CORP.

RIA
CRD#: 15007
HOLMDEL, NJ
Past

May 30, 2013 - June 4, 2013

AEGIS CAPITAL CORP.

BD
CRD#: 15007
HOLMDEL, NJ
Past

July 16, 2010 - May 20, 2013

MORGAN STANLEY

RIA
CRD#: 149777
RED BANK, NJ
Past

June 24, 2010 - May 20, 2013

MORGAN STANLEY

BD
CRD#: 149777
RED BANK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/14/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/17/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/23/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/28/2015
Registered Options Principal Examination

Current Firm

WI
WORLD INVESTMENTS, LLC
COLTS NECK WHY T&T SECURITIES, INC. | WORLD INVESTMENTS, LLC | WORLD INVESTMENTS, INC. | WORLD ADVISORY SERVICES | TFS WEALTH MANAGEMENT | TFS SECURITIES, INC. | TFS POTFOLIO ADVISORY SERVICES | TFS PORTFOLIO ADVISORY SERVICES,DIVISION OF TFS SECURITIES, INC. | TFS PORTFOLIO ADVISORY SERVICES, A DIVISION OF TFS SECURITIES, INC. | TFS PORTFOLIO ADVISORY SERVICES | TFS ADVISORY SERVICES | NASD SPELLING ERROR - POTFOLIO SHOULD BE PORTFOLIO | INNOVATIVE MARKET TRENDS | FREEMAN & VANNAUKER | FFP WEALTH MANAGEMENT

CRD#: 20626 / SEC#: 801-56426, 8-38377

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
437 Newman Springs Road, Lincroft, NJ 07738
Mailing Address
437 Newman Springs Road, Lincroft, NJ 07738
Phone number
(732) 758-9300
Established
New Jersey since 09/30/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
217

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

WORLD ADVISORY SERVICES ADV PART 2 FIRM BROCHURE 2025 (3/31/2025)

Direct owners and executive officers

NamePositionCRD#
WIA CORPORATE BUYER, LLCSHAREHOLDER
CARTER, ANA ROUMENOVAFINOP4424794
CURLEY, JONATHAN EPRESIDENT827148
TOOLE, BARRY PCCO3142901

Regulatory assets under management

Total Number of Accounts4,697
AUM (Assets Under Management)$ 1,734,780,346

Disclosures

Regulatory Event3
Arbitration2
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WORLD INVESTMENTS, LLC

CRD#: 20626

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