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JF

Jodd L. Frey

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CRD#: 1696012
JF

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jodd Lance Frey was a registered financial professional .

Jodd is a previously registered financial professional and started their career in finance in 1996. Jodd had worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 3, 2011 - January 30, 2013

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA
CRD#: 124446
YORK, PA
Past

January 4, 2011 - January 30, 2013

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
YORK, PA
Past

March 6, 2009 - September 7, 2010

NYLIFE SECURITIES LLC

BD
CRD#: 5167
HARRISBURG, PA
Past

January 9, 2006 - August 30, 2007

MACRO ADVISORS, INC.

RIA
CRD#: 118832
YORK, PA
Past

January 14, 2004 - August 13, 2004

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

January 14, 2004 - August 13, 2004

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

June 18, 2002 - January 26, 2004

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

December 9, 1996 - June 26, 2002

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 1/3/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


JP
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | TRIUMPH CAPITAL, LLC

CRD#: 124446 / SEC#: 801-67970

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Contact information


Main Address
One Buckhead Plaza 3060 Peachtree Road Nw 11th Floor, Atlanta, GA, 30305
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

CRD#: 124446

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