Patrick K. Donahue

NELSON SECURITIES,INC.

Spokane, WA 99218

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CRD#: 1695912

Professional summary

Patrick Kevin Donahue, who also goes by Patrick Kim Donahue, is a registered financial professional currently at NELSON SECURITIES,INC. located in Spokane, Washington.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 1994. Patrick has worked at 1 firm and has passed the SIE, Series 99TO and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patrick Kim Donahue

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Kevin Donahue's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 29, 1994 - Present

NELSON SECURITIES,INC.

Office #1: 9718 N Morton Ct, Spokane, WA 99218

RIA

CRD#: 14377

Spokane, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NELSON SECURITIES,INC.

NELSON INSURANCE AGENCY | WEALTH ASSET MANAGERS | NELSON SECURITIES,INC.

CRD#: 14377 / SEC#: 801-41346, 8-30576

RIA

Registered Investment Advisory firm - SEC (5/7/1992 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

Principal/Supervisory Exam

Series 27

Date: 11/23/1994

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

NELSON SECURITIES,INC.

NELSON INSURANCE AGENCY | WEALTH ASSET MANAGERS | NELSON SECURITIES,INC.

CRD#: 14377 / SEC#: 801-41346, 8-30576

RIA

Registered Investment Advisory firm - SEC (5/7/1992 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

9718 N Morton Ct, Spokane, WA 99218

Mailing Address

9718 N Morton Ct, Spokane, WA 99218

Phone number

(509) 838-1313

Established

Washington since 10/03/1983

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

SEC notice filing (50 States and Territories)

FINRA licenses (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ESAM BROCHURE (7/21/2025)

WAM BROCHURE (7/21/2025)

NCA BROCHURE (7/21/2025)

Direct owners and executive officers

Name	Position	CRD#
NELSON, ROBERT OWEN JR	PRESIDENT, CEO	2245236
DONAHUE, PATRICK KEVIN	TREASURER, CFO	1695912
GIBSON, SHYLA SUZANNE	CHIEF COMPLIANCE OFFICER	2825987

Regulatory assets under management

Total Number of Accounts	2,026
AUM (Assets Under Management)	$ 271,967,129

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick K. Donahue

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Kevin Donahue's CRS (Customer Relationship Summary).

Certified licenses

Experience

Primary Firm SEC Registration

NELSON SECURITIES,INC.

State Registrations and Notice Filings

Exams

SIE

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 27

Date: 11/23/1994

FINRA

Current Firm

NELSON SECURITIES,INC.

Contact information

SEC notice filing (50 States and Territories)

FINRA licenses (50 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

NELSON SECURITIES,INC.

TRUST BUT VERIFY

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