Kirk W. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kirk William Martin, who also goes by Kirk William Martin, Kirk Martin, was a registered financial professional .
Kirk is a previously registered financial professional and started their career in finance in 1988. Kirk had worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2022 - February 4, 2022
INVESTMENT DISTRIBUTORS, INC.
September 1, 2020 - February 4, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 1, 2020 - January 3, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 27, 2017 - September 26, 2018
U.S. BANCORP ADVISORS, LLC
November 27, 2017 - September 26, 2018
U.S. BANCORP ADVISORS, LLC
June 5, 2013 - September 15, 2017
STATE FARM VP MANAGEMENT CORP.
May 18, 2006 - December 31, 2012
STATE FARM VP MANAGEMENT CORP.
December 7, 2005 - January 30, 2006
WELLS FARGO INVESTMENTS, LLC
December 7, 2005 - January 30, 2006
WELLS FARGO INVESTMENTS, LLC
June 4, 2003 - October 17, 2005
CITIGROUP GLOBAL MARKETS INC.
May 15, 2003 - October 17, 2005
CITIGROUP GLOBAL MARKETS INC.
February 10, 1988 - October 31, 1988
QUEST CAPITAL STRATEGIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/24/2024
General Securities Representative ExaminationCurrent Firm
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490 / SEC#: , 8-46802
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT COMPANY | |
| CARLSON, MARTHA L | DESIGNATED RESPONSIBLE LICENSED PRODUCER | 2731502 |
| COFFMAN, BENJAMIN PAUL | CHIEF FINANCIAL OFFICER | 6738662 |
| COLLAZO, KIMBERLY | ASSISTANT SECRETARY | 8075061 |
| CREUTZMANN, SCOTT EMIL | DIRECTOR | 5351383 |
| LANE, JAMIE LAURA | DIRECTOR | 5779720 |
| LEE, FELICIA MALLOCH | SECRETARY | 7498538 |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
| MORSCH, LETITIA A | DIRECTOR & ASSISTANT SECRETARY | 5133531 |
| TENNENT, RAYBURN EDWARD | SR ANALYST FINANCIAL REPORTING | 6245099 |
| WAGNER, JAMES CARL JR | PRESIDENT & DIRECTOR | 4261922 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
