Walter T. Hoffman

HOFFMAN FINANCIAL CONSULTANTS

Belcamp, MD

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CRD#: 1695594

Professional summary

Walter Thomas Hoffman, who also goes by Skip Hoffman, is a registered financial advisor currently at HOFFMAN FINANCIAL CONSULTANTS located in Belcamp, Maryland and OSAIC WEALTH, INC. located in Belcamp, Maryland.

Walter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Walter has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Skip Hoffman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIXED INSURANCE, SKIP HOFFMAN, BUFKIN HEFFERON &AMP; SIEGEL INC., NO, 1317 MARQUIS CT. FALLSTON MD 21047-2204, 317 MADISON AVE. SUITE 703 NEW YORK NY 10017, AGENT, INDEPENDENT CONTRACTOR, 03/17/2003, 0 TO 4 HOURS PER MONTH, 0 TO 20 MINUTES PER TRADING DAY, SELLING TERM LIFE POLICIES. REGISTERED INVESTMENT ADVISOR, HOFFMAN FINANCIAL CONSULTANTS, YES, 1317 MARQUIS CT. FALLSTON MD 21047-2204, INVESTMENT ADVISORY, ANALYST, SOLE PROPRIETOR, 12/03/1990, 40 HOURS PER MONTH, 2 TRADING HOURS PER DAY, INVESTMENT ADVISE ANALYSIS REVIEW AND CLIENT MEETINGS. 2. HOFFMAN FINANCIAL CONSULTANTS POSITION: Owner/sole proprietor NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 11/30/1992 ADDRESS: 4780 Water Park Dr, Unit N, Belcamp MD 21017-1531, United States DESCRIPTION: Service existing fee based clients, monitor, review daily positions, prepare quarterly reports. Maintain quarterly phone contact with these clients. 3. SKIP HOFFMAN CLU, CHFC POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/01/1990 ADDRESS: 4780 Water Park Dr, Unit N, Belcamp MD 21017-1531, United States DESCRIPTION: Sell life, variable, Health. Prepare and submit applications for the product.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Thomas Hoffman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2022 - Present

HOFFMAN FINANCIAL CONSULTANTS

RIA

CRD#: 121809

Belcamp, MD

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

RIA

CRD#: 23131

BELCAMP, MD

Past

October 31, 2005 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

BELCAMP, MD

Past

May 19, 1992 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

November 1, 1989 - May 19, 1992

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

January 9, 1989 - November 8, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

June 26, 1987 - November 24, 1987

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(9/1/2023)

Florida
(9/1/2023)

Georgia
(9/1/2023)

Indiana
(9/1/2023)

Kentucky
(9/1/2023)

IAR

Maryland
(3/15/2022)

Maryland
(9/1/2023)

Missouri
(9/1/2023)

North Carolina
(9/1/2023)

Pennsylvania
(9/1/2023)

Texas
(9/1/2023)

Vermont
(9/1/2023)

Virginia
(9/1/2023)

West Virginia
(3/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/6/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HOFFMAN FINANCIAL CONSULTANTS

CRD#: 121809 / SEC#:

Maryland

Registered Investment Advisory firm - (2/28/1991 Approved)

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Contact information

Main Address

Belcamp, MD

Mailing Address

Phone number

(410) 803-0463

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 950,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Walter T. Hoffman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Thomas Hoffman's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

BLINDER, ROBINSON & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/1998

Series 63

Date: 7/6/1987

SIE

Date: 10/1/2018

Series 7

Date: 6/20/1987

FINRA

Current Firm

HOFFMAN FINANCIAL CONSULTANTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HOFFMAN FINANCIAL CONSULTANTS

TRUST BUT VERIFY

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