Lenny G. Combs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lenny Gene Combs, who also goes by Len Combs, was a registered financial professional .
Lenny is a previously registered financial professional and started their career in finance in 1987. Lenny had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2014 - December 4, 2014
WILLOW COVE INVESTMENT GROUP, INC.
January 3, 2007 - November 9, 2011
REGAL SECURITIES, INC.
March 22, 1996 - December 31, 2006
SAMCO FINANCIAL SERVICES, INC.
April 16, 1992 - March 1, 1996
PEACOCK, HISLOP, STALEY & GIVEN, INC.
January 31, 1989 - March 24, 1992
YAEGER SECURITIES, INC.
September 15, 1987 - January 2, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WILLOW COVE INVESTMENT GROUP, INC.
CRD#: 107824 / SEC#: , 8-53062
Contact information
FINRA licenses (12 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
