Selwyn Miller
Some features on this profile are disabled
CRD#: 1695348
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Selwyn Miller, CFP®, who also goes by Selwyn Milller, was a registered financial professional .
Selwyn is a previously registered financial professional and started their career in finance in 1987. Selwyn had worked at 6 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Selwyn Milller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MILLER FINANCIAL PLANNING POSITION: AGENT OR BROKER NATURE: FIXED INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 4 INVESTMENT RELATED HOURS: 4 START DATE: 09/01/1987 ADDRESS: 875 S. WESTLAKE BL., STE 212, WESTLAKE VILLAGE CA 91361 DESCRIPTION: PLACE FIXED LIFE AND HEALTH INSURANCE FOR CLIENTS AND PROSPECTS. MILLER FINANCIAL PLANNING POSITION: AGENT NATURE: LIFE SETTLEMENTS INVESTMENT RELATED: NO NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 04/08/2013 ADDRESS: 875 S. WESTLAKE BL., STE 212, WESTLAKE VILLAGE CA 91361 DESCRIPTION: HELP CLIENTS SELL UNNEEDED INSURANCE POLICIES. UCLA ANDERSON ALUMNI POSITION: President of Ventura County chapter NATURE: Alumni chapter INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 5 START DATE: 04/12/2014 ADDRESS: 110 Westwood Plaza, Los Angeles CA 90095 DESCRIPTION: Organize chapter Board and events WRITING (MEETUP GROUP: THE INKLINGS) POSITION: Author NATURE: Writing INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1999 ADDRESS: 1643 Wellington Place, Westlake Village CA 91361, United States DESCRIPTION: I am wanting to write books about non-financial topics. The Inklings Meetup Group meets alternate Saturdays to encourage and critique writing. I haven't yet published anything, though I would like to. POWUR POSITION: Referrer NATURE: Solar installations INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/11/2022 ADDRESS: 2683 Via de la Valle, Del Mar CA 92014, United States DESCRIPTION: Referral for Solar Installations TRIFECTA FINANCE GROUP LLC POSITION: Member of the Board of Advisors NATURE: Teaches financial literacy to high school students INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 09/26/2022 ADDRESS: 14742 McKendree Ave., Pacific Palisades CA 90272, United States DESCRIPTION: -Attend meetings once a month to discuss the overall direction of the organization. -Help with guest speakers and provide a network in finance. -Help with outreach (community centers and schools) POLITICO INSIDERS POSITION: "Insider", general member NATURE: Provide feedback to Politico INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/28/2023 ADDRESS: 875 S Westlake Blvd Ste 212, Westlake Village CA 91361-2926, United States DESCRIPTION: Provide feedback to Politico, whether solicited or unsolicited
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Past
June 4, 2012 - February 22, 2024
CAPITAL ANALYSTS
RIA
CRD#: 162200
Woodland Hills, CA
Past
June 1, 2012 - February 22, 2024
LINCOLN INVESTMENT
RIA
CRD#: 519
WOODLAND HILLS, CA
Past
June 1, 2012 - February 22, 2024
LINCOLN INVESTMENT
BD
CRD#: 519
WOODLAND HILLS, CA
Past
July 22, 1999 - June 1, 2012
CINCINNATI ANALYSTS, INC.
RIA
CRD#: 5478
WESTLAKE VILLAGE, CA
Past
July 16, 1999 - June 1, 2012
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
WESTLAKE VILLAGE, CA
Past
May 17, 1990 - July 21, 1999
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
May 2, 1990 - July 16, 1999
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
November 25, 1987 - May 9, 1990
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232
Mailing Address
Phone number
(800) 242-1421
Established
Firm type
Fiscal year end
# of Employees
739
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
