Michael E. Jones

HIGH PROBABILITY ADVISORS

PITTSFORD, NY 14534

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CRD#: 1695247

Professional summary

Michael Edward Jones, who also goes by Michael Jones, is a registered financial advisor currently at HIGH PROBABILITY ADVISORS, LLC located in Pittsford, New York.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 22, Series 6, Series 2, Series 39, Series 28 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REEF CONSULTING & INVESTMENT, INC. INVESTMENT-RELATED. 31 OCEAN REEF DRIVE, KEY LARGO, FL 33037. PRIVATE EQUITY INVESTMENT PARTNERSHIP. CHAIRMAN OF THE BOARD OF DIRECTORS. START JANUARY 2013. 12 HOURS PER MONTH; 6 HOURS PER MONTH DURING SECURITIES TRADING HOURS. ORGANIZE AND CONDUCT MONTHLY DIRECTOR'S MEETINGS; PARTICIPATE IN INVESTMENT DISCUSSIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Edward Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2021 - Present

HIGH PROBABILITY ADVISORS, LLC

Office #1: 167 Sully's Trail Suite 300, Pittsford, NY 14534

RIA

CRD#: 289541

PITTSFORD, NY

Past

March 4, 2009 - March 14, 2014

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 106277

ROCHESTER, NY

Past

November 6, 1996 - December 31, 2005

CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.

CRD#: 40644

ROCHESTER, NY

Past

December 20, 1991 - February 28, 1997

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIGH PROBABILITY ADVISORS, LLC

AUXILIUM CAPITAL MANAGEMENT, LLC | HIGH PROBABILITY ADVISORS, LLC

CRD#: 289541 / SEC#: 801-111913

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/15/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/3/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 7/16/1999

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 9/19/1991

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 2

Date: 6/11/1987

Non-Member General Securities Examination

Principal/Supervisory Exam

Series 39

Date: 7/22/1999

Direct Participation Programs Principal Examination

Principal/Supervisory Exam

Series 28

Date: 12/20/1994

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 26

Date: 5/27/1992

Investment Company Products/Variable Contracts Principal Examination

Current Firm

HIGH PROBABILITY ADVISORS, LLC

AUXILIUM CAPITAL MANAGEMENT, LLC | HIGH PROBABILITY ADVISORS, LLC

CRD#: 289541 / SEC#: 801-111913

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

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Contact information

Main Address

167 Sully's Trail Suite 300, Pittsford, NY 14534

Mailing Address

Phone number

(585) 485-0135

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACM PART 2A (2/18/2025)

Regulatory assets under management

Total Number of Accounts	695
AUM (Assets Under Management)	$ 813,429,881

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael E. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Edward Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.

SEI INVESTMENTS DISTRIBUTION CO.

Primary Firm SEC Registration

HIGH PROBABILITY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/15/1995

Series 63

Date: 10/3/1991

Series 22

Date: 7/16/1999

Series 6

Date: 9/19/1991

Series 2

Date: 6/11/1987

Series 39

Date: 7/22/1999

Series 28

Date: 12/20/1994

Series 26

Date: 5/27/1992

Current Firm

HIGH PROBABILITY ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HIGH PROBABILITY ADVISORS, LLC

TRUST BUT VERIFY

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