Michael Edward Jones
Professional Summary
Michael Edward Jones, who also goes by Michael Jones, is a registered financial advisor currently at HIGH PROBABILITY ADVISORS, LLC located in Pittsford, New York. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 22, Series 6, Series 2, Series 39, Series 28 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Jones
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
AUXILIUM CAPITAL MANAGEMENT, LLC | HIGH PROBABILITY ADVISORS, LLC
Contact Information
Main Address
167 Sully's Trail Suite 300, Pittsford, NY 14534Phone Number
(585) 485-0135# of Employees
16SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
860AUM (Assets Under Management)
$1,046,309,873Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AUXILIUM CAPITAL MANAGEMENT, LLC | HIGH PROBABILITY ADVISORS, LLC
State Registrations and Notice Filings
(9/4/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Jul 1999About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1991About the Series 6 examSeries 2 — Non-Member General Securities Examination
Passed Jun 1987Series 39 — Direct Participation Programs Principal Examination
Passed Jul 1999About the Series 39 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Dec 1994About the Series 28 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed May 1992About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Edward Jones's CRS (Customer Relationship Summary).
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