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DL

Douglas J. Lynberg

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CRD#: 1695194
DL

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Douglas James Lynberg, who also goes by Doug Lynberg, was a registered financial professional .

Douglas is a previously registered financial professional and started their career in finance in 1987. Douglas had worked at 18 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Doug Lynberg

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 1, 2010 - December 31, 2018

LYNBERG WEALTH MANAGEMENT, LLC

RIA
CRD#: 153647
MOUNTAIN VIEW, CA
Past

August 3, 2009 - April 1, 2010

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA
CRD#: 139233
SAN JOSE, CA
Past

April 2, 2009 - April 1, 2010

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
SAN JOSE, CA
Past

October 23, 2006 - November 27, 2007

FORESTERS EQUITY SERVICES, INC.

BD
CRD#: 18464
MARTINEZ, CA
Past

January 6, 2006 - October 10, 2006

BROKERSXPRESS LLC

BD
CRD#: 127081
CHICAGO, IL
Past

September 12, 2002 - October 31, 2005

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
WESTLAKE VILLAGE, CA
Past

April 25, 2002 - August 14, 2002

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

April 25, 2002 - August 14, 2002

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

December 14, 2001 - April 11, 2002

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

February 24, 2000 - January 12, 2001

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY
Past

May 29, 1998 - February 2, 2000

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY
Past

April 13, 1998 - June 8, 1998

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

April 13, 1998 - June 8, 1998

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI
Past

May 21, 1993 - March 13, 1998

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

April 2, 1992 - May 18, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

April 2, 1992 - May 18, 1993

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

February 22, 1991 - April 14, 1992

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

February 22, 1991 - April 14, 1992

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

October 25, 1989 - January 29, 1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

October 25, 1989 - January 29, 1991

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

October 24, 1988 - October 4, 1989

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

July 25, 1988 - October 31, 1988

BIRR WILSON, INC.

BD
CRD#: 12997
Past

August 13, 1987 - August 9, 1988

BWS, INC.

BD
CRD#: 17569

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/3/2009
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


LW
LYNBERG WEALTH MANAGEMENT, LLC
LYNBERG WEALTH MANAGEMENT, LLC

CRD#: 153647 / SEC#:

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Contact information


Main Address
Mountain View, CA
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LYNBERG WEALTH MANAGEMENT, LLC

CRD#: 153647

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