Richard F. Behnke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Frederick Behnke was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1970. Richard had worked at 6 firms and has passed the Series 55, Series 1, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 1996 - September 27, 2002
ABEL-BEHNKE CORPORATION
December 6, 1995 - May 10, 1996
PAC EQUITY SECURITIES, INC.
May 4, 1973 - December 4, 1995
WINDSOR REYNOLDS SECURITIES, INC.
January 3, 1972 - March 4, 1972
INTERNATIONAL SECURITIES CORP.
July 28, 1971 - January 27, 1972
FIRST HAWAIIAN INVESTMENT CORP.
January 26, 1970 - August 21, 1971
THE BROWN MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/2/1998
Limited Representative-Equity Trader ExamSeries 1
Date: 1/17/1970
Registered Representative ExaminationF04
Date: 1/5/1973
Financial Principal ExaminationSeries 00
Date: 12/17/1971
General Securities Principal ExaminationCurrent Firm
ABEL-BEHNKE CORPORATION
CRD#: 39811 / SEC#: , 8-49039
Contact information
Documents
Red Flags
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