Karl E. Macklin
Professional summary
Karl Edwin Macklin, who also goes by Karl E Macklin, Karl Edwin Macklin, Karl Macklin, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Ocean City, Maryland.
Karl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Karl has worked at 16 firms and has passed the Series 66, Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Karl Edwin Macklin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Karl Edwin Macklin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2025 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 12648 Ocean Gateway #540, Ocean City, MD 21842Office #2: 11045 Racetrack Road, Ocean Pines, MD 21811Office #3: 301 Civic Avenue, Salisbury, MD 21804June 2, 2025 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 12648 Ocean Gateway #540, Ocean City, MD 21842Office #2: 11045 Racetrack Road, Ocean Pines, MD 21811Office #3: 301 Civic Avenue, Salisbury, MD 21804October 10, 2023 - March 21, 2025
J.P. MORGAN SECURITIES LLC
October 5, 2023 - March 21, 2025
J.P. MORGAN SECURITIES LLC
January 5, 2021 - February 28, 2023
WESBANCO SECURITIES, INC.
January 5, 2021 - February 28, 2023
WESBANCO SECURITIES, INC.
November 12, 2018 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 12, 2018 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 11, 2013 - June 15, 2018
TD PRIVATE CLIENT WEALTH LLC
February 28, 2013 - June 15, 2018
TD PRIVATE CLIENT WEALTH LLC
October 1, 2007 - November 5, 2010
M&T SECURITIES, INC.
March 22, 2005 - June 15, 2007
FIRST HORIZON ADVISORS, INC.
March 21, 2005 - June 15, 2007
FIRST HORIZON ADVISORS, INC.
April 19, 2001 - October 29, 2004
BB&T INVESTMENT SERVICES, INC.
January 21, 2000 - January 18, 2001
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
October 25, 1999 - January 28, 2000
JPMSI
April 18, 1997 - October 13, 1999
CRESTAR SECURITIES CORPORATION
May 28, 1993 - November 27, 1996
DREYFUS INVESTMENT SERVICES COMPANY, LLC
May 14, 1990 - May 6, 1993
CHEVY CHASE FINANCIAL SERVICES
March 29, 1989 - May 24, 1990
DOMINICK & DICKERMAN LLC
September 23, 1987 - April 3, 1989
FERRIS, BAKER WATTS, LLC
June 26, 1987 - September 16, 1987
EQUITABLE SECURITIES OF NEW YORK,INC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2025)
(6/9/2025)
(8/13/2025)
Exams
Series 6TO
Date: 10/5/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
