Kathleen Browning-ceicys
Professional Summary
Kathleen Browning-ceicys, who also goes by Kathleen Browing-ceicys, Kathleen Lybarger Browning, Kathleen Marie Browning, Kathy Browning, Kathleen Marie Browning Ceicys, Kathleen Browning Ceicys, Kathleen Marie Lybarger, is a registered financial advisor currently at WILSON & BROWNING, INC. located in Pepper Pike, Ohio. Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Kathleen has worked at 7 firms and has passed the Series 63, Series 7 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kathleen Browing-Ceicys, Kathleen Lybarger Browning, Kathleen Marie Browning, Kathy Browning, Kathleen Marie Browning Ceicys, Kathleen Browning Ceicys, Kathleen Marie Lybarger
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
39 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
WILSON & BROWNING, INC.
Contact Information
Main Address
2385 Kenilworth Rd., Cleveland Heights, OH 44106Phone Number
(216) 464-2133# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
85AUM (Assets Under Management)
$18,504,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/10/1999)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Kathleen Browning-ceicys's CRS (Customer Relationship Summary).
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