Kathleen Browning-ceicys

WILSON & BROWNING

Pepper Pike, OH 44122

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CRD#: 1694785

Professional summary

Kathleen Browning-ceicys, who also goes by Kathleen Browing-ceicys, Kathleen Lybarger Browning, Kathleen Marie Browning, Kathy Browning, Kathleen Marie Browning Ceicys, Kathleen Browning Ceicys, Kathleen Marie Lybarger, is a registered financial advisor currently at WILSON & BROWNING, INC. located in Pepper Pike, Ohio.

Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Kathleen has worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AS 100% OWNER OF WILSON & BROWNING INC. I OFFER LIFE AND HEALTH INSURANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Browning-ceicys's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 10, 1999 - Present

WILSON & BROWNING, INC.

Office #1: 29425 Chagrin Blvd. #104, Pepper Pike, OH 44122Office #2: 29425 Chagrin Blvd. Suite 104, Pepper Pike, OH 44122

RIA

CRD#: 121900

Pepper Pike, OH

Past

October 3, 2003 - September 4, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

PEPPER PIKE, OH

Past

June 12, 2003 - October 6, 2003

PRIM SECURITIES, INCORPORATED

CRD#: 30504

INDEPENDENCE, OH

Past

June 6, 2003 - October 30, 2003

ACCOUNTING INVESTMENT SERVICES, INC.

RIA

CRD#: 111686

CLEVELAND, OH

Past

January 6, 1995 - June 9, 2003

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

January 8, 1992 - December 31, 1994

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

November 9, 1987 - December 21, 1991

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

June 24, 1987 - November 13, 1987

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/10/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/22/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/22/1995

General Securities Principal Examination

Current Firm

WILSON & BROWNING, INC.

CRD#: 121900 / SEC#:

Ohio

Registered Investment Advisory firm - (10/25/1999 Approved)

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Contact information

Main Address

2385 Kenilworth Rd., Cleveland Heights, OH 44106

Mailing Address

Phone number

(216) 464-2133

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	87
AUM (Assets Under Management)	$ 17,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kathleen Browning-ceicys

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Browning-ceicys's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILSON & BROWNING, INC.

MUTUAL SERVICE CORPORATION

PRIM SECURITIES, INCORPORATED

ACCOUNTING INVESTMENT SERVICES, INC.

MUTUAL SERVICE CORPORATION

CETERA WEALTH SERVICES, LLC

NEW ENGLAND SECURITIES

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/22/1991

Series 7

Date: 6/20/1987

Series 24

Date: 3/22/1995

Current Firm

WILSON & BROWNING, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WILSON & BROWNING, INC.

TRUST BUT VERIFY

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