Jeffrey D. Houghton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Dale Houghton, who also goes by Jeff Houghton, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1987. Jeffrey had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2018 - July 2, 2020
SUMMIT WEALTH STRATEGIES
December 6, 1993 - December 12, 1996
FIRST HEARTLAND CAPITAL, INC.
March 13, 1992 - December 6, 1993
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 25, 1990 - March 11, 1992
MML INVESTORS SERVICES, LLC
June 23, 1987 - May 16, 1990
FFP SECURITIES, INC.
Primary Firm SEC Registration
SUMMIT WEALTH STRATEGIES
CRD#: 282502 / SEC#: 801-107111
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUMMIT WEALTH STRATEGIES
CRD#: 282502 / SEC#: 801-107111
Contact information
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,925 |
| AUM (Assets Under Management) | $ 978,731,306 |
Red Flags
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