Jeffrey A. Shuster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Allen Shuster was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1987. Jeffrey had worked at 17 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2012 - June 6, 2014
FOUR POINTS CAPITAL PARTNERS LLC
April 15, 2011 - June 18, 2012
AEGIS CAPITAL CORP.
January 9, 2009 - March 30, 2011
SW FINANCIAL
April 24, 2002 - January 9, 2009
WESTROCK ADVISORS, INC.
November 29, 2001 - April 26, 2002
SANDGRAIN SECURITIES LLC
January 22, 2001 - November 29, 2001
JOSEPHTHAL & CO., INC.
December 15, 2000 - January 18, 2001
HAPOALIM SECURITIES USA, INC.
October 17, 2000 - November 28, 2000
JOSEPHTHAL & CO., INC.
October 13, 1998 - October 13, 2000
JWGENESIS SECURITIES, INC.
July 24, 1998 - October 8, 1998
NATIONAL SECURITIES CORPORATION
January 23, 1998 - July 24, 1998
THE BOSTON GROUP
November 11, 1997 - December 17, 1997
FIRST METROPOLITAN SECURITIES, INC.
June 4, 1997 - October 31, 1997
SHAMUS GROUP, INC.
April 18, 1997 - July 2, 1997
MAIDSTONE FINANCIAL, INC.
November 17, 1994 - May 16, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
April 21, 1994 - November 22, 1994
COMMONWEALTH ASSOCIATES
April 9, 1992 - May 2, 1994
GKN SECURITIES CORP.
September 16, 1987 - August 1, 1988
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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