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CK

Christopher T. Kelm

CRB SECURITIES
Fort Lee, NJ 07024
Some features on this profile are disabled
CRD#: 1694572
CK

Professional summary


Christopher Thomas Kelm, who also goes by Christopher T Kelm, is a registered financial professional currently at CRB SECURITIES, LLC located in Fort Lee, New Jersey.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1994. Christopher has worked at 5 firms and has passed the Series 63, Series 99TO, Series 72, SIE, Series 7, Series 52, Series 27, Series 24 and Series 53 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christopher T Kelm

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christopher Thomas Kelm's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 21, 2021 - Present

CRB SECURITIES, LLC

Office #1: 2115 Linwood Ave 4th Floor, Fort Lee, NJ 07024
BD
CRD#: 283134
Fort Lee, NJ
Past

February 12, 2014 - November 4, 2020

LINCOLN INVESTMENT

BD
CRD#: 519
Fort Washington, PA
Past

June 21, 2011 - February 10, 2014

BRYANT PARK CAPITAL SECURITIES, INC.

BD
CRD#: 20433
RADNOR, PA
Past

January 14, 1998 - May 28, 2010

TD WEALTH MANAGEMENT SERVICES INC.

BD
CRD#: 6940
PHILADELPHIA, PA
Past

March 10, 1994 - April 13, 1995

CYPRESS SECURITIES, INC.

BD
CRD#: 30031

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/21/2022)
RR
Connecticut
(2/15/2022)
RR
Delaware
(2/15/2022)
RR
District of Columbia
(2/15/2022)
RR
Florida
(8/16/2022)
RR
Georgia
(12/8/2021)
RR
Illinois
(2/22/2022)
RR
Maryland
(2/15/2022)
RR
Massachusetts
(3/3/2022)
RR
Michigan
(4/20/2023)
RR
Minnesota
(4/19/2022)
RR
Nevada
(11/21/2024)
RR
New Jersey
(6/30/2021)
RR
New Mexico
(4/25/2023)
RR
New York
(2/15/2022)
RR
Pennsylvania
(2/10/2022)
RR
Tennessee
(8/7/2023)
RR
Texas
(10/23/2021)
RR
Utah
(3/6/2024)
RR
Virginia
(2/15/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 1/21/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CS
CRB SECURITIES, LLC
CRB SECURITIES, LLC

CRD#: 283134 / SEC#: , 8-69740

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
2115 Linwood Avenue 4th Floor, Fort Lee, NJ 07024
Mailing Address
2115 Linwood Avenue 4th Floor, Fort Lee, NJ 07024
Phone number
(201) 808-7000
Established
New Jersey since 12/11/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CRB GROUP, INC.OWNER
COOPER, NOAH PDIRECTOR5571488
GADE, GILLES GDIRECTOR2535478
KELM, CHRISTOPHER THOMASCEO / CCO / DIRECTOR1694572
ROTHENBERG, SHARI PFINOP6590875
WILLEMS, ERICA LYNNCOO / DIRECTOR4389694

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CRB SECURITIES, LLC

CRD#: 283134Fort Lee, NJ 07024

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