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Nicholas Nino Ferrara

CRD# 1694506·Registered 1987 - 1991
Previously Registered: Being a previously registered professional could mean that Nicholas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nicholas Nino Ferrara, who also goes by Beans Ferrara, was a registered financial advisor. Nicholas was a previously registered financial professional and started their career in finance 1987 - 1991. Nicholas had worked at 10 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Beans Ferrara

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

V P SECURITIES, INC.·CRD# 16615
BD
December 14, 1990 - November 7, 1991
CASTLE SECURITIES CORP.·CRD# 16077
BD
Freeport, NY
June 11, 1990 - December 24, 1990
KOCHCAPITAL·CRD# 21038
BD
November 2, 1989 - June 11, 1990
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
August 1, 1989 - August 30, 1989
SECURITIES USA, INC.·CRD# 14799
BD
Englewood, CO
June 14, 1989 - July 6, 1989
ESCALATOR SECURITIES, INC.·CRD# 16985
BD
May 8, 1989 - June 26, 1989
U.S. ADVISORS, INC.·CRD# 10721
BD
April 18, 1989 - May 13, 1989
WELLSHIRE SECURITIES, INC.·CRD# 17939
BD
March 30, 1989 - May 5, 1989
INVESTORS CENTER, INC.·CRD# 14670
BD
Hauppague, NY
August 13, 1987 - March 10, 1989
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
Denver, CO
July 21, 1987 - September 11, 1987

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Current Firm

VP
V P SECURITIES, INC.

16615 | VP SECURITIES | VAN VLIET, PUNDERSON & COMPANY, INC. | V P SECURITIES, INC.

CRD#: 16615 / SEC#: 8-34264
BD
Expelled by FINRA on 01/07/1992

Contact Information

Established

New Jersey since 05/17/1985

Firm Type

Corporation

Fiscal Year End

March

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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