TD
Terence P. Digan
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR
Denver, CO 80203
Some features on this profile are disabled
CRD#: 1694197
TD
Professional summary
Terence Patrick Digan is a registered financial professional currently at ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. located in Denver, Colorado.
Terence is registered as a RR (Registered Representative) and started their career in finance in 1987. Terence has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Terence Patrick Digan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2014 - Present
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
Office #1: 1290 Broadway Suite 1000, Denver, CO 80203BD
CRD#: 144464
Denver, CO
Past
June 14, 2006 - December 31, 2013
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
GARDEN CITY, NY
Past
July 22, 2003 - January 23, 2004
INSTITUTIONAL DIRECT INC.
BD
CRD#: 23019
NEW YORK, NY
Past
August 3, 2000 - January 23, 2004
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
April 7, 1992 - July 28, 1999
INTERCAPITAL GOVERNMENT SECURITIES INC.
BD
CRD#: 19710
NEW YORK, NY
Past
February 13, 1992 - March 30, 1992
CANTOR FITZGERALD SECURITIES
BD
CRD#: 19660
NEW YORK, NY
Past
July 25, 1987 - October 1, 1991
INTERCAPITAL GOVERNMENT SECURITIES INC.
BD
CRD#: 19710
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/14/2014)
RR
Arizona(1/15/2014)
RR
Arkansas(1/14/2014)
RR
California(1/3/2014)
RR
Colorado(1/2/2014)
RR
Connecticut(1/2/2014)
RR
Delaware(1/14/2014)
RR
District of Columbia(1/14/2014)
RR
Florida(1/13/2014)
RR
Georgia(1/13/2014)
RR
Idaho(1/6/2014)
RR
Illinois(1/3/2014)
RR
Indiana(1/22/2014)
RR
Iowa(1/14/2014)
RR
Kansas(1/3/2014)
RR
Kentucky(1/14/2014)
RR
Louisiana(1/15/2014)
RR
Maine(1/2/2014)
RR
Maryland(1/3/2014)
RR
Massachusetts(1/2/2014)
RR
Michigan(1/14/2014)
RR
Minnesota(1/2/2014)
RR
Mississippi(1/14/2014)
RR
Missouri(1/2/2014)
RR
Montana(1/13/2014)
RR
Nebraska(1/2/2014)
RR
Nevada(1/15/2014)
RR
New Hampshire(1/3/2014)
RR
New Jersey(1/14/2014)
RR
New Mexico(1/16/2014)
RR
New York(1/13/2014)
RR
North Carolina(1/2/2014)
RR
North Dakota(1/13/2014)
RR
Ohio(1/2/2014)
RR
Oklahoma(1/16/2014)
RR
Oregon(1/8/2014)
RR
Pennsylvania(1/3/2014)
RR
Rhode Island(1/2/2014)
RR
South Carolina(1/16/2014)
RR
South Dakota(1/14/2014)
RR
Tennessee(1/15/2014)
RR
Utah(1/2/2014)
RR
Vermont(1/14/2014)
RR
Virginia(1/3/2014)
RR
Washington(1/21/2014)
RR
West Virginia(1/16/2014)
RR
Wisconsin(1/13/2014)
RR
Wyoming(1/6/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AP
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
ALPS PORTFOLIO SOLUTIONS | FTAM FUNDS DISTRIBUTOR, INC. | ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
CRD#: 144464 / SEC#: , 8-67659
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1290 Broadway Suite 1000, Denver, CO 80203
Mailing Address
1290 Broadway Suite 1000, Denver, CO 80203
Phone number
(303) 623-2577
Established
Colorado since 03/19/2007
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALPS HOLDINGS INC. | PARENT | |
| DOLAN, DANIEL PATRICK MR. | SENIOR VP; DIRECTOR OF WEALTH MANAGEMENT | 1320273 |
| IRELAND, KEVIN J | SENIOR VP, DIRECTOR OF INSTITUTIONAL SALES | 1331960 |
| KYLLO, STEPHEN JOHN | SVP; PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER | 3204474 |
| PARSONS, ERIC T | FINOP, CONTROLLER, PRINCIPAL FINANCIAL OFFICER | 5215115 |
| WELLEN, ALECIA DAWN | VP, CHIEF COMPLIANCE OFFICER | 4846551 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
