Terence P. Digan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terence Patrick Digan was a registered financial professional .
Terence is a previously registered financial professional and started their career in finance in 1987. Terence had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2014 - December 1, 2025
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
June 14, 2006 - December 31, 2013
ALPS DISTRIBUTORS, INC.
July 22, 2003 - January 23, 2004
INSTITUTIONAL DIRECT INC.
August 3, 2000 - January 23, 2004
J.P. MORGAN SECURITIES LLC
April 7, 1992 - July 28, 1999
INTERCAPITAL GOVERNMENT SECURITIES INC.
February 13, 1992 - March 30, 1992
CANTOR FITZGERALD SECURITIES
July 25, 1987 - October 1, 1991
INTERCAPITAL GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
CRD#: 144464 / SEC#: , 8-67659
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALPS HOLDINGS INC. | PARENT | |
| IRELAND, KEVIN J | SENIOR VP, DIRECTOR OF INSTITUTIONAL SALES | 1331960 |
| KYLLO, STEPHEN JOHN | SVP; PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER | 3204474 |
| PARSONS, ERIC T | FINOP, CONTROLLER, PRINCIPAL FINANCIAL OFFICER | 5215115 |
| WELLEN, ALECIA DAWN | VP, CHIEF COMPLIANCE OFFICER | 4846551 |
Red Flags
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