Scott R. Miller

LINCH FINANCIAL

PLANO, TX

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CRD#: 1693970

Professional summary

Scott Ryan Miller is a registered financial advisor currently at LINCH FINANCIAL, LLC located in Plano, Texas.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Scott has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Ryan Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 25, 2018 - Present

LINCH FINANCIAL, LLC

RIA

CRD#: 168464

PLANO, TX

Past

July 29, 2004 - November 3, 2004

LINCOLN INVESTMENT

CRD#: 519

FORT WASHINGTON, PA

Past

March 30, 1995 - October 7, 2002

PROSPERA FINANCIAL SERVICES, INC.

CRD#: 10740

DALLAS, TX

Past

December 14, 1989 - February 3, 1995

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

June 1, 1989 - October 25, 1989

L.F. THOMPSON & COMPANY

CRD#: 21820

Past

August 13, 1987 - July 22, 1989

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/25/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/19/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/4/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/18/1987

General Securities Representative Examination

Current Firm

LINCH FINANCIAL, LLC

CRD#: 168464 / SEC#:

Texas

Registered Investment Advisory firm - (9/18/2013 Approved)

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Contact information

Main Address

Southlake, TX

Mailing Address

Phone number

(817) 442-5835

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	81
AUM (Assets Under Management)	$ 39,520,786

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott R. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Ryan Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINCH FINANCIAL, LLC

LINCOLN INVESTMENT

PROSPERA FINANCIAL SERVICES, INC.

A. G. EDWARDS & SONS, INC.

L.F. THOMPSON & COMPANY

THE STUART-JAMES COMPANY, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 9/19/2017

Series 63

Date: 8/4/1987

Series 7

Date: 7/18/1987

Current Firm

LINCH FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LINCH FINANCIAL, LLC

TRUST BUT VERIFY

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