Steven J. Parkinson

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CRD#: 1693929

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven Jay Parkinson was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 1987. Steven had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STELOR LLC/RENTAL PROPERTIES--OWNER - 2% TIME SPENT PARKINSON FINANCIAL SERVICES/ TAX PREPARATION AND INSURANCE SALES-- OWNER; not investment related; 175 E 1600 N logan UT 84341; start date 1995; roughly 40 hours per month during tax season; STELOR LLC AND PINGO FLORIDA LLC /RENTAL PROPERTIES-- OWNER EVERBANK /SALES OF BANKING PRODUCTS-- EMPLOYEE - 1% TIME SPENT ORION CAPITAL INVESTMENTS, LLC BUY AND SELL PROPERTY OWNER 1% TIME SPENT

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 6, 2020 - December 31, 2024

IRON GATE GLOBAL ADVISORS

RIA

CRD#: 111177

Logan, UT

Past

October 31, 2011 - April 23, 2020

CLEARWATER WEALTH MANAGEMENT LLC

RIA

CRD#: 158613

NORTH LOGAN, UT

Past

June 15, 1998 - January 31, 2012

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LOGAN, UT

Past

March 10, 1993 - September 30, 2013

SECURITIES AMERICA, INC.

CRD#: 10205

LOGAN, UT

Past

July 8, 1991 - March 10, 1993

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Past

June 16, 1988 - December 13, 1989

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

June 16, 1988 - December 13, 1989

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

June 26, 1987 - August 29, 1987

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IRON GATE GLOBAL ADVISORS

AMUSSEN, HUNSAKER & ASSOCIATES INCORPORATED | IRON GATE GLOBAL ADVISORS, LLC | IRON GATE GLOBAL ADVISORS | AMUSSEN, HUNSAKER & ASSOCIATES, LLC

CRD#: 111177 / SEC#: 801-110310

RIA

Registered Investment Advisory firm - (4/19/2017 Approved)

California

Registered Investment Advisory firm - (6/7/2017 Terminated)

Texas

Registered Investment Advisory firm - (5/8/2017 Terminated)

Utah

Registered Investment Advisory firm - (5/8/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/8/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/23/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/23/1999

General Securities Principal Examination

Current Firm

IRON GATE GLOBAL ADVISORS

AMUSSEN, HUNSAKER & ASSOCIATES INCORPORATED | IRON GATE GLOBAL ADVISORS, LLC | IRON GATE GLOBAL ADVISORS | AMUSSEN, HUNSAKER & ASSOCIATES, LLC

CRD#: 111177 / SEC#: 801-110310

RIA

Registered Investment Advisory firm - (4/19/2017 Approved)

California

Registered Investment Advisory firm - (6/7/2017 Terminated)

Texas

Registered Investment Advisory firm - (5/8/2017 Terminated)

Utah

Registered Investment Advisory firm - (5/8/2017 Terminated)

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Contact information

Main Address

960 North 400 East, North Salt Lake, UT 84054

Mailing Address

Phone number

(888) 591-0334

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IRON GATE GLOBAL ADVISORS (5/1/2025)

Regulatory assets under management

Total Number of Accounts	2,925
AUM (Assets Under Management)	$ 1,059,413,573

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/07/2025	Cover Page	Report
09/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Steven J. Parkinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CLEARWATER WEALTH MANAGEMENT LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

MARKETING ONE SECURITIES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

THE STUART-JAMES COMPANY, INCORPORATED

Primary Firm SEC Registration

IRON GATE GLOBAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 4/8/1998

Series 63

Date: 6/23/1987

Series 7

Date: 6/20/1987

Series 24

Date: 11/23/1999

Current Firm

IRON GATE GLOBAL ADVISORS

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

IRON GATE GLOBAL ADVISORS

TRUST BUT VERIFY

Contact information

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