Timothy D. Ransford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Donald Ransford, who also goes by Timothy Ransford, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1990. Timothy had worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2012 - January 13, 2014
EDGE FINANCIAL ADVISORS, LLC
March 31, 1994 - December 15, 1997
MORGAN STANLEY DW INC.
May 22, 1990 - March 20, 1992
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
EDGE FINANCIAL ADVISORS, LLC
CRD#: 136426 / SEC#: 801-64547
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDGE FINANCIAL ADVISORS, LLC
CRD#: 136426 / SEC#: 801-64547
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 821 |
| AUM (Assets Under Management) | $ 379,263,936 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
