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Frank Anthony Persico

CRD# 1693712·Registered 1987 - 1998
Barred: Frank Anthony Persico was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Frank Anthony Persico was a registered financial advisor. Frank was a previously registered financial professional and started their career in finance 1987 - 1998. Frank had worked at 12 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

FIRST METROPOLITAN SECURITIES, INC.·CRD# 7594
BD
New York, NY
March 11, 1998 - June 16, 1998
FIRST LIBERTY INVESTMENT GROUP, INC.·CRD# 3536
BD
Philadelphia, PA
December 16, 1997 - February 5, 1998
WILLIAM SCOTT & CO. L.L.C.·CRD# 14979
BD
Union, NJ
June 21, 1995 - November 3, 1997
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
February 10, 1994 - July 10, 1995
J.W. BARCLAY & CO., INC.·CRD# 23350
BD
Woodbridge, NJ
March 9, 1993 - February 15, 1994
A.S. GOLDMEN & CO., INC.·CRD# 23180
BD
Red Bank, NJ
January 2, 1991 - December 31, 1992
COMMONWEALTH ASSOCIATES·CRD# 20833
BD
New York, NY
May 17, 1990 - November 14, 1990
A.S. GOLDMEN & CO., INC.·CRD# 23180
BD
Red Bank, NJ
February 10, 1989 - June 4, 1990
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
January 3, 1989 - January 25, 1989
MARKETFIELD SECURITIES LIMITED·CRD# 7682
BD
August 15, 1988 - September 13, 1989
LOMBARD SECURITIES CORP.·CRD# 13914
BD
July 13, 1988 - August 4, 1988
NORTH AMERICAN INVESTMENT CORP.·CRD# 7568
BD
January 22, 1988 - July 25, 1988
STEINBERG & LYMAN·CRD# 15704
BD
August 18, 1987 - January 1, 1988

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Current Firm

FM
FIRST METROPOLITAN SECURITIES, INC.

FIRST METROPOLITAN SECURITIES, INC. | WALLACE SECURITIES CORPORATION

CRD#: 7594 / SEC#: 8-22586
BD
Cancelled by SEC on 06/20/2001

Contact Information

Established

Delaware since 11/16/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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