Susan M. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Marie Davis, who also goes by Susan Davis Petro, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1987. Susan had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2019 - February 3, 2026
BRIGHTER INVESTING, PB LLC
August 8, 2007 - October 29, 2018
SECURIAN FINANCIAL SERVICES, INC.
April 24, 2003 - December 6, 2011
GV FINANCIAL ADVISORS, INC.
April 24, 2003 - October 31, 2018
JOYN ADVISORS, INC.
February 20, 1998 - October 29, 2018
SECURIAN FINANCIAL SERVICES, INC.
February 6, 1991 - December 31, 1995
SECURIAN FINANCIAL SERVICES, INC.
February 1, 1990 - February 20, 1991
GUARDIAN INVESTOR SERVICES LLC
July 21, 1987 - February 9, 1990
OGILVIE SECURITY ADVISORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIGHTER INVESTING, PB LLC
CRD#: 299367 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 182 |
| AUM (Assets Under Management) | $ 38,683,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
