MG
Michael Godby
JANNEY MONTGOMERY SCOTT LLC
Atlanta, GA 30326
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CRD#: 1693213
MG
Professional summary
Michael Godby is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Atlanta, Georgia.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Mr. Godby serves on the Board of Directors of Securant Bank and Capital Commerce Bank. He spends less than 2 hours/month on both in an advisory role.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Godby's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Godby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 30, 2021 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 3560 Lenox Road Ne Suite 1260, Atlanta, GA 30326RIA
BD
CRD#: 463
Atlanta, GA
Current
June 3, 2019 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 3560 Lenox Road Ne Suite 1260, Atlanta, GA 30326RIA
BD
CRD#: 463
Atlanta, GA
Past
June 16, 2003 - November 18, 2019
FIG PARTNERS, LLC
BD
CRD#: 41554
ATLANTA, GA
Past
June 6, 2002 - July 14, 2003
ASG SECURITIES, INC.
BD
CRD#: 44534
FT. LAUDERDALE, FL
Past
April 27, 1999 - June 19, 2002
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
May 21, 1991 - May 3, 1999
CAPITAL RESOURCES, INC.
BD
CRD#: 16899
ROCKVILLE, MD
Past
July 21, 1987 - April 27, 1990
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Past
June 26, 1987 - August 4, 1987
BLINDER, ROBINSON & CO., INC.
BD
CRD#: 5096
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/3/2019)
RR
Arizona(6/3/2019)
RR
Arkansas(6/3/2019)
RR
California(6/3/2019)
RR
Colorado(6/3/2019)
RR
Connecticut(6/3/2019)
RR
Delaware(11/19/2019)
RR
District of Columbia(6/3/2019)
RR
Florida(6/3/2019)
RR
Georgia(6/3/2019)
IAR
Georgia(3/30/2021)
RR
Illinois(6/3/2019)
RR
Indiana(11/19/2019)
RR
Iowa(6/3/2019)
RR
Kansas(6/3/2019)
RR
Kentucky(6/3/2019)
RR
Louisiana(6/3/2019)
RR
Maine(8/26/2022)
RR
Maryland(6/3/2019)
RR
Massachusetts(11/19/2019)
RR
Michigan(6/3/2019)
RR
Minnesota(6/3/2019)
RR
Missouri(6/3/2019)
RR
Nebraska(11/19/2019)
RR
Nevada(11/19/2019)
RR
New Hampshire(6/3/2019)
RR
New Jersey(6/3/2019)
RR
New Mexico(5/24/2023)
RR
New York(6/3/2019)
RR
North Carolina(11/19/2019)
RR
Ohio(6/3/2019)
RR
Oklahoma(6/3/2019)
RR
Oregon(9/30/2020)
RR
Pennsylvania(11/19/2019)
RR
Puerto Rico(11/19/2019)
RR
Rhode Island(11/7/2023)
RR
South Carolina(6/3/2019)
RR
South Dakota(6/3/2019)
RR
Tennessee(6/3/2019)
RR
Texas(6/3/2019)
RR
Utah(7/2/2019)
RR
Virginia(11/19/2019)
RR
Washington(6/3/2019)
RR
West Virginia(11/29/2019)
RR
Wisconsin(6/3/2019)
RR
Wyoming(6/3/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
