Norman E. Mcneill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Edgar Mcneill was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1987. Norman had worked at 8 firms and has passed the Series 63, Series 42, Series 52, Series 62, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2017 - December 31, 2022
MCNEILL FINANCIAL ADVISORY
July 7, 2015 - September 21, 2017
FIRST ADVISORS CAPITAL, INC.
November 8, 2012 - July 1, 2015
PMD ADVISORY
March 26, 2004 - January 7, 2013
MCNEILL FINANCIAL ADVISORY
January 10, 2000 - December 10, 2012
TRIAD ADVISORS LLC
September 4, 1992 - January 13, 2000
OSAIC WEALTH, INC.
June 26, 1991 - September 21, 1992
AVANTAX INVESTMENT SERVICES, INC.
March 10, 1989 - July 3, 1991
VERAVEST INVESTMENTS, INC.
June 29, 1987 - April 4, 1989
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 42
Date: 2/14/2012
Registered Options Representative ExaminationSeries 62
Date: 11/28/1994
Corporate Securities Limited Representative ExaminationCurrent Firm
MCNEILL FINANCIAL ADVISORY
CRD#: 288117 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 35 |
| AUM (Assets Under Management) | $ 2,839,855 |
Red Flags
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