Michael R. Mathioudakis

GENESIS ADVISORS

Fishers, IN 46037

Some features on this profile are disabled

CRD#: 1693094

Professional summary

Michael Robert Mathioudakis is a registered financial advisor currently at GENESIS ADVISORS, LLC located in Fishers, Indiana.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Michael has worked at 11 firms and has passed the Series 63, Series 65, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.07/2019- Michael R. Mathioudakis is currently sole owner and Managing Member of Genesis ESOP Advisors, LLC, Fishers, IN.- a firm that employee stock ownership plan trustee services to companies. This activity accounts for about 50% of his time. 2. 2004-He is Managing Member in the Genesis Investments, LLC, Fishers, IN. A passive entity that invests in CentreOne, Inc., a passive entity that invests in internet (VOIP) patents. This activity accounts for approximately 1% of his time. 3.Michael R. Mathioudakis also is an independent insurance agent. This activity accounts for approximately 5% of his time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Robert Mathioudakis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2009 - Present

GENESIS ADVISORS, LLC

Office #1: 10150 Lantern Road Suite 175, Fishers, IN 46037

CRD#: 421

OAKDALE, MN

Past

September 11, 1993 - November 10, 1995

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

July 3, 1990 - October 18, 1995

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

July 9, 1987 - May 31, 1988

BERKSHIRE EQUITY SALES, INC.

CRD#: 87

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/9/2019)

IAR

Florida
(9/25/2019)

IAR

Indiana
(11/12/2009)

IAR

Louisiana
(4/1/2020)

IAR

Texas
(4/7/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/23/1996

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/31/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 2/20/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/8/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/2/2001

General Securities Principal Examination

Current Firm

GENESIS ADVISORS, LLC

CRD#: 151976 / SEC#: 801-134853

California

Registered Investment Advisory firm - (9/6/2019 Approved)

Florida

Registered Investment Advisory firm - (9/25/2019 Approved)

Indiana

Registered Investment Advisory firm - (11/12/2009 Approved)

Louisiana

Registered Investment Advisory firm - (4/1/2020 Approved)

Texas

Registered Investment Advisory firm - (2/4/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10150 Lantern Road Suite 175, Fishers, IN 46037

Mailing Address

Phone number

(317) 577-6900

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2B (1/24/2025)

Regulatory assets under management

Total Number of Accounts	352
AUM (Assets Under Management)	$ 120,574,918

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Cooke

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Brian Cooke

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Tammy Williams

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael R. Mathioudakis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Robert Mathioudakis's CRS (Customer Relationship Summary).

Certified licenses

Experience

TITAN SECURITIES

PRIVATE WEALTH ADVISORS, INC.

THE STEWARDSHIP ALLIANCE, LLC

PRIVATE CONSULTING GROUP, INC.

KESTRA INVESTMENT SERVICES, LLC

PRIVATE CONSULTING GROUP, INC.

PRIVATE CONSULTING GROUP, INC.

THE GENESIS GROUP, LLC

KESTRA INVESTMENT SERVICES, LLC

WOODBURY FINANCIAL SERVICES, INC.

JOHN HANCOCK DISTRIBUTORS LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BERKSHIRE EQUITY SALES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/23/1996

Series 65

Date: 3/31/1995

Series 7

Date: 2/20/2001

Series 6

Date: 7/8/1987

Series 24

Date: 3/2/2001

Current Firm

GENESIS ADVISORS, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GENESIS ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors