Douglas J. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Jefferson Green, who also goes by Doug Green, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1987. Douglas had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2007 - October 2, 2013
WAVELAND CAPITAL PARTNERS LLC
January 11, 2005 - November 19, 2007
PRINCIPAL SECURITIES, INC.
December 7, 2004 - November 19, 2007
PRINCIPAL SECURITIES, INC.
May 4, 2000 - December 31, 2004
SII INVESTMENTS, INC.
January 5, 1998 - December 31, 2004
SII INVESTMENTS, INC.
December 2, 1992 - January 12, 1998
STANTON INVESTMENT SERVICES, INC.
August 10, 1987 - December 2, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WAVELAND CAPITAL PARTNERS LLC
CRD#: 40054 / SEC#: , 8-48962
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
