David N. Hainsworth

DAVID N. HAINSWORTH, C.P.A., P.C.

FAIRFAX, VA 22030

Some features on this profile are disabled

CRD#: 1693080

Professional summary

David Neal Hainsworth, CFP® is a registered financial advisor currently at DAVID N. HAINSWORTH, C.P.A., P.C. located in Fairfax, Virginia.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. David has worked at 2 firms and has passed the Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Neal Hainsworth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

April 5, 2016 - Present

DAVID N. HAINSWORTH, C.P.A., P.C.

Office #1: 3950 University Drive Suite 207, Fairfax, VA 22030

RIA

CRD#: 281182

FAIRFAX, VA

Past

August 6, 1987 - March 17, 1992

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(4/5/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/5/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 9/9/1987

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/5/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DAVID N. HAINSWORTH, C.P.A., P.C.

CRD#: 281182 / SEC#:

Virginia

Registered Investment Advisory firm - (4/5/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3950 University Drive Suite 207, Fairfax, VA 22030

Mailing Address

Phone number

(703) 352-0118

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Raylonte Roach

EAGLE STRATEGIES LLC

IAR

BETHESDA, MD

Matthew Halverson

MORGAN STANLEY

IAR

Washington, DC

Erin Caines

EAGLE STRATEGIES LLC

IAR

DERWOOD, MD

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David N. Hainsworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Neal Hainsworth's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAVID N. HAINSWORTH, C.P.A., P.C.

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/1987

Series 22

Date: 9/9/1987

Series 6

Date: 8/5/1987

Current Firm

DAVID N. HAINSWORTH, C.P.A., P.C.

Contact information

Documents

Red Flags

Company Information

DAVID N. HAINSWORTH, C.P.A., P.C.

TRUST BUT VERIFY

Similar Advisors