Stephen H. Larkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Howard Larkin was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1987. Stephen had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 1994 - September 28, 1995
HUNTER INTERNATIONAL SECURITIES, INC.
March 8, 1994 - May 17, 1994
JOSEPH CHARLES & ASSOC., INC.
August 26, 1993 - February 15, 1994
INVESTORS ASSOCIATES, INC.
June 29, 1993 - August 4, 1993
GKN SECURITIES CORP.
January 19, 1993 - April 27, 1993
H.J. MEYERS & CO., INC.
May 28, 1992 - December 11, 1992
CHATFIELD DEAN & CO., INC.
December 1, 1988 - May 25, 1989
WELLSHIRE SECURITIES, INC.
June 13, 1988 - December 15, 1988
ALLIED CAPITAL GROUP, INC.
June 2, 1988 - July 7, 1988
PROFILE INVESTMENTS CORPORATION
January 21, 1988 - June 23, 1988
THE STUART-JAMES COMPANY, INCORPORATED
December 22, 1987 - January 18, 1988
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HUNTER INTERNATIONAL SECURITIES, INC.
CRD#: 34722 / SEC#: , 8-46321
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
