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GS

Gregory G. Sherwood

Some features on this profile are disabled
CRD#: 1692767
GS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Glen Sherwood, who also goes by Gregory G Sherwood, was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1987. Gregory had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gregory G Sherwood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 21, 1989 - May 23, 2024

QUEST INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 110640
PORTLAND, OR
Past

July 6, 1987 - September 11, 1989

DAIN RAUSCHER INCORPORATED

BD
CRD#: 7600

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QI
QUEST INVESTMENT MANAGEMENT, LLC
QUEST INVESTMENT MANAGEMENT INC | QUEST INVESTMENT MANAGEMENT, LLC

CRD#: 110640 / SEC#: 801-23659

RIA
Registered Investment Advisory firm - (3/12/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 8/31/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/9/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/20/1987
General Securities Representative Examination

Current Firm

QI
QUEST INVESTMENT MANAGEMENT, LLC
QUEST INVESTMENT MANAGEMENT INC | QUEST INVESTMENT MANAGEMENT, LLC

CRD#: 110640 / SEC#: 801-23659

RIA
Registered Investment Advisory firm - (3/12/1985 Approved)
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Contact information

Main Address
5335 Meadows Rd Suite 400, Lake Oswego, OR 97035
Mailing Address
Phone number
(503) 221-0158
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV (3/13/2025)

Regulatory assets under management

Total Number of Accounts121
AUM (Assets Under Management)$ 1,664,055,642

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUEST INVESTMENT MANAGEMENT, LLC

CRD#: 110640

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