Patricia J. Dill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Jo Dill, who also goes by Patricia J Schoener, Patricia Jo Schoener Ms., Patricia Jo Schoener, Patti Schoener, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1987. Patricia had worked at 6 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2009 - November 21, 2016
LNW
August 19, 2005 - January 16, 2007
WELLS FARGO INVESTMENTS, LLC
August 19, 2005 - January 16, 2007
WELLS FARGO INVESTMENTS, LLC
April 19, 2004 - May 4, 2005
WELLS FARGO INVESTMENTS, LLC
February 20, 2004 - May 4, 2005
WELLS FARGO INVESTMENTS, LLC
June 10, 1999 - September 6, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
June 10, 1997 - June 17, 1999
ARK FUNDS DISTRIBUTORS, LLC
March 25, 1992 - May 8, 1997
WELLS FARGO BROKERAGE SERVICES, L.L.C.
May 8, 1990 - July 9, 1990
U.S. BANCORP INVESTMENTS, INC.
August 10, 1987 - June 14, 1988
DAIN RAUSCHER INCORPORATED
Primary Firm SEC Registration
LNW
CRD#: 113400 / SEC#: 801-60345
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LNW
CRD#: 113400 / SEC#: 801-60345
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,463 |
| AUM (Assets Under Management) | $ 4,526,284,775 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
