Robert M. Senne
Professional summary
Robert Michael Senne, who also goes by Bob Senne, is a registered financial professional currently at STONEX FINANCIAL INC. located in Chicago, Illinois and STONEX SECURITIES INC. located in Chicago, Illinois.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 3, Series 7, Series 30, Series 4, Series 24, Series 27 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Michael Senne's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2012 - Present
STONEX FINANCIAL INC.
Office #1: 230 South Lasalle Ste. 10-500, Chicago, IL 60604June 20, 2018 - Present
STONEX SECURITIES INC.
Office #1: 230 South Lasalle Suite 10-500, Chicago, IL 60604August 21, 2017 - July 5, 2018
INTL CUSTODY & CLEARING SOLUTIONS INC.
December 1, 2016 - July 12, 2017
STERNE, AGEE & LEACH, INC.
June 4, 2001 - September 2, 2003
BANC ONE CAPITAL MARKETS, INC.
August 19, 1996 - April 13, 1998
TD AMERITRADE, INC.
December 22, 1987 - August 14, 1995
MIZUHO SECURITIES USA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/20/2018)
(3/13/2024)
(4/12/2023)
(10/26/2023)
(11/14/2024)
(7/25/2023)
(7/31/2024)
(4/5/2019)
(4/12/2023)
(7/3/2012)
(6/30/2020)
(7/7/2020)
(5/5/2021)
(11/28/2018)
(12/16/2020)
(7/10/2024)
(11/25/2019)
(10/8/2020)
(4/5/2019)
(4/26/2023)
(8/14/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 12/13/2019
Securities Trader ExamSeries 8
Date: 3/17/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
STONEX SECURITIES INC.
CRD#: 18456 / SEC#: , 8-36638
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | 100% OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| CARTER, JAY WILSON | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 2412541 |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 |
| HUGO, MARK ERIC | POO | 2177412 |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 |
| MAURER, MARK L | DIRECTOR | 4234406 |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER | 3037932 |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
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