Mukesh K. Mehta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mukesh Kantilal Mehta, who also goes by Muk Mehta, was a registered financial professional .
Mukesh is a previously registered financial professional and started their career in finance in 1987. Mukesh had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2017 - September 16, 2025
ASSETMARK BROKERAGE, LLC
June 10, 2014 - April 5, 2017
CETERA INVESTMENT SERVICES LLC
June 10, 2014 - April 5, 2017
CETERA FINANCIAL SPECIALISTS LLC
June 10, 2014 - April 5, 2017
CETERA ADVISORS LLC
April 4, 2014 - April 5, 2017
CETERA WEALTH SERVICES, LLC
February 15, 2012 - July 8, 2013
TD AMERITRADE CLEARING, INC.
March 5, 2009 - July 8, 2013
TD AMERITRADE, INC.
February 12, 2008 - August 22, 2008
CHARLES SCHWAB & CO., INC.
November 8, 1993 - January 4, 1995
LANDMARK INTERNATIONAL EQUITIES
July 20, 1990 - November 29, 1991
PFS INVESTMENTS INC.
July 10, 1987 - August 26, 1988
E.R. KELLER & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ASSETMARK BROKERAGE, LLC
CRD#: 169804 / SEC#: , 8-69391
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
