John F. Mcgillian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Flagler Mcgillian JR, who also goes by John Flagler Mcgillian, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2020 - November 18, 2022
RACE ROCK CAPITAL LLC
December 3, 2010 - May 15, 2018
RACE ROCK CAPITAL LLC
January 3, 2007 - December 31, 2008
SYMMETRY PARTNERS LLC
February 13, 2004 - March 24, 2006
INDIAN HARBOR, LLC
November 26, 1997 - December 31, 2003
SYMMETRY PARTNERS, L.L.C.
November 6, 1996 - October 28, 1998
BOSTON INVESTING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
RACE ROCK CAPITAL LLC
CRD#: 153363 / SEC#: , 8-68528
Contact information
FINRA licenses (9 States and Territories)
Red Flags
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