DL
Dudley I. Lehmer
WOOTTON FINANCIAL GROUP
Conroe, TX 77304
Some features on this profile are disabled
CRD#: 1692295
DL
Professional summary
Dudley Irwin Lehmer is a registered financial advisor currently at WOOTTON FINANCIAL GROUP INC located in Conroe, Texas.
Dudley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Dudley has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OWNER/CEO SINCE FEBRUARY 1995 OF TOTAL SEMINARS, LLC, 12550 FUQUA ST., HOUSTON, TX 77034, A NON-INVESTMENT RELATED BUSINESS PROVIDING COMPUTER REPAIR TRAINING SERVICES. MR. LEHMER SPENDS APPROXIMATELY 80 HOURS/MONTH WITH TOTAL SEMINARS, APPROXIMATELY 1-2 HOURS/DAY DURING TRADING HOURS. MR. LEHMER IS AN INVESTMENT ADVISORY REPRESENTATIVE WITH GAME PLAN ADVIOSRS, INC., A TEXAS REGISTERED INVESTMENT ADVISER IN CONROE, TEXAS. THIS AFFILATION BEGAN IN JULY 2015. HE WILL SPEND BETWEEN 20 AND 40 HOURS PER WEEK MOST OF WHICH WILL BE DURING TRADING HOURS.
OWNER/CEO SINCE AUGUST 2019 OF STOREFRONT REALTY,LLC, 12550 FUQUA ST., HOUSTON, TX 77034, A NON-INVESTMENT RELATED BUSINESS PROVIDING REAL ESTATE BROKERAGE SERVICES. MR. LEHMER SPENDS APPROXIMATELY 5 HOURS/MONTH IN THIS POSITION, NONE OF WHICH ARE DURING SECURITIES TRADING HOURS.
OWNER/CEO SINCE AUGUST 2019 OF GAPTRACKER,LLC, 12550 FUQUA ST., HOUSTON, TX 77034, A NON-INVESTMENT RELATED REAL ESTATE PRODUCTIVITY APP BUSINESS. MR. LEHMER SPENDS APPROXIMATELY 5 HOURS/MONTH IN THIS POSITION, NONE OF WHICH ARE DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Dudley Irwin Lehmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 2015 - Present
WOOTTON FINANCIAL GROUP INC
Office #1: Commonwealth Centre 2040 North Loop 336 W, Suite 125, Conroe, TX 77304RIA
CRD#: 114641
Conroe, TX
Past
October 15, 2013 - December 31, 2017
EAGLE MOUNTAIN ADVISORS, LLC
RIA
CRD#: 168565
HOUSTON, TX
Past
June 11, 2009 - December 8, 2011
EAGLE MOUNTAIN ADVISORS LLC
RIA
CRD#: 147606
HOUSTON, TX
Past
July 21, 1987 - June 14, 1995
JPMSI
BD
CRD#: 15733
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WOOTTON FINANCIAL GROUP INC
CRAIG G. WEAR, CFP, INC. | WOOTTON FINANCIAL GROUP INC | GAME PLAN ADVISORS, INC.
CRD#: 114641 / SEC#: 801-107732
RIA
Registered Investment Advisory firm - (4/22/2016 Approved)Texas
Registered Investment Advisory firm - (10/12/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/23/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
WF
WOOTTON FINANCIAL GROUP INC
CRAIG G. WEAR, CFP, INC. | WOOTTON FINANCIAL GROUP INC | GAME PLAN ADVISORS, INC.
CRD#: 114641 / SEC#: 801-107732
RIA
Registered Investment Advisory firm - (4/22/2016 Approved)Texas
Registered Investment Advisory firm - (10/12/2016 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Commonwealth Centre 2040 North Loop 336 W, Suite 125, Conroe, TX 77304
Mailing Address
Phone number
(936) 449-5952
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 717 |
| AUM (Assets Under Management) | $ 135,311,509 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WOOTTON FINANCIAL GROUP INC
CRD#: 114641Conroe, TX 77304TRUST BUT VERIFY
Monitor Dudley Lehmer
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
