Brian T. Keith
Professional summary
Brian Thomas Keith, who also goes by Brian Thomas Keith, Brian T Keith, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Burbank, California.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1989. Brian has worked at 13 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Thomas Keith's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2025 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 1903 N Glenoaks Blvd Ste D, Burbank, CA 91505November 12, 2024 - December 11, 2024
MML INVESTORS SERVICES, LLC
November 7, 2024 - December 11, 2024
MML INVESTORS SERVICES, LLC
August 14, 2023 - October 3, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
June 23, 2023 - October 3, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
September 21, 2006 - November 9, 2007
GUNNALLEN FINANCIAL, INC
September 20, 2006 - November 9, 2007
GUNNALLEN FINANCIAL, INC
January 5, 2005 - September 7, 2006
M.L. STERN & CO., LLC.
January 4, 2005 - September 7, 2006
M.L. STERN & CO., LLC.
October 6, 2004 - January 3, 2005
J.P. TURNER & COMPANY, L.L.C.
June 24, 2004 - October 5, 2004
FIRST MONTAUK SECURITIES CORP.
June 15, 2004 - October 5, 2004
FIRST MONTAUK SECURITIES CORP.
January 22, 1999 - August 28, 2002
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
April 3, 1998 - June 4, 1998
CHASE INVESTMENT SERVICES CORP.
January 2, 1996 - January 6, 1998
PRUDENTIAL EQUITY GROUP, LLC
November 30, 1992 - December 11, 1995
UBS FINANCIAL SERVICES INC.
June 6, 1989 - December 3, 1992
CITIGROUP GLOBAL MARKETS INC.
May 24, 1989 - January 30, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2025)
Exams
Series 7TO
Date: 6/23/2023
General Securities Representative ExaminationFINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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