Brian T. Keith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Thomas Keith, who also goes by Brian Thomas Keith, Brian T Keith, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1989. Brian had worked at 14 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2026 - June 5, 2026
FARMERS ASSET MANAGEMENT, LLC
January 8, 2025 - June 5, 2026
FARMERS FINANCIAL SOLUTIONS, LLC
November 12, 2024 - December 11, 2024
MML INVESTORS SERVICES, LLC
November 7, 2024 - December 11, 2024
MML INVESTORS SERVICES, LLC
August 14, 2023 - October 3, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
June 23, 2023 - October 3, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
September 21, 2006 - November 9, 2007
GUNNALLEN FINANCIAL, INC
September 20, 2006 - November 9, 2007
GUNNALLEN FINANCIAL, INC
January 5, 2005 - September 7, 2006
M.L. STERN & CO., LLC.
January 4, 2005 - September 7, 2006
M.L. STERN & CO., LLC.
October 6, 2004 - January 3, 2005
J.P. TURNER & COMPANY, L.L.C.
June 24, 2004 - October 5, 2004
FIRST MONTAUK SECURITIES CORP.
June 15, 2004 - October 5, 2004
FIRST MONTAUK SECURITIES CORP.
January 22, 1999 - August 28, 2002
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
April 3, 1998 - June 4, 1998
CHASE INVESTMENT SERVICES CORP.
January 2, 1996 - January 6, 1998
PRUDENTIAL EQUITY GROUP, LLC
November 30, 1992 - December 11, 1995
UBS FINANCIAL SERVICES INC.
June 6, 1989 - December 3, 1992
CITIGROUP GLOBAL MARKETS INC.
May 24, 1989 - January 30, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/23/2023
General Securities Representative ExaminationCurrent Firm
FARMERS ASSET MANAGEMENT, LLC
CRD#: 336230 / SEC#:
Contact information
Red Flags
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