Kenneth J. Kaszak

TRUSTMONT ADVISORY GROUP

PITTSBURG, PA

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CRD#: 1692218

Professional summary

Kenneth Joseph Kaszak, who also goes by Ken Kazak, is a registered financial advisor currently at TRUSTMONT ADVISORY GROUP, INC. located in Pittsburg, Pennsylvania and TRUSTMONT FINANCIAL GROUP, INC. located in Pittsburgh, Pennsylvania.

Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Kenneth has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ken Kazak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA KENNETH KASZAK AND/OR valuekaszak. PITTSBURGH, PA 15203. LIFE INSURANCE SALES-2HPM. PROVIDES EDUCATIONAL SERVICES VIA ZOOM IN FINANCIAL & HEALTH LITERACY. 20 HPW. ASSISTS WITH WRITING CLASSES AND MARKETING SELF PUBLISHED BOOKS. 20+ HPM. CLASS PRESENTATION ON ARTIST JOHANNES VERMEER & THE PITTSBURGH CONNECTIONS TO VERMEER- 10HPM ALL ACTIVITIES ARE DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Joseph Kaszak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2010 - Present

TRUSTMONT ADVISORY GROUP, INC.

RIA

CRD#: 106015

PITTSBURG, PA

Current

January 22, 2010 - Present

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

Pittsburgh, PA

Past

June 17, 2009 - January 21, 2010

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

PITTSBURGH, PA

Past

February 21, 2003 - January 21, 2010

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

February 13, 2002 - December 31, 2002

THE INVESTMENT CENTER, INC.

CRD#: 17839

BEDMINSTER, NJ

Past

January 29, 1999 - February 13, 2002

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

August 25, 1993 - January 22, 1999

ALLEGHENY INVESTMENTS, LTD.

CRD#: 7597

PITTSBURGH, PA

Past

November 9, 1992 - July 2, 1993

PITTSBURGH FINANCIAL PLANNERS, INC.

CRD#: 14155

MCMURRAY, PA

Past

June 4, 1991 - August 30, 1991

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

April 5, 1990 - July 17, 1990

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

June 23, 1987 - April 27, 1988

FINANCIAL INVESTMENT ANALYSTS, INC.

CRD#: 16010

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/22/2010)

Louisiana
(10/29/2012)

Maryland
(3/23/2010)

New Jersey
(1/4/2022)

North Carolina
(10/13/2022)

Ohio
(7/6/2021)

Pennsylvania
(1/22/2010)

IAR

Pennsylvania
(1/25/2010)

South Carolina
(4/9/2024)

Virginia
(9/1/2023)

West Virginia
(10/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/10/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/14/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

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Contact information

Main Address

Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601

Mailing Address

Phone number

(724) 468-5665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A 03-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,387
AUM (Assets Under Management)	$ 1,126,006,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth J. Kaszak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Joseph Kaszak's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUSTMONT FINANCIAL GROUP, INC.

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

THE INVESTMENT CENTER, INC.

INVESTORS CAPITAL CORP.

ALLEGHENY INVESTMENTS, LTD.

PITTSBURGH FINANCIAL PLANNERS, INC.

OSAIC WEALTH, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

FINANCIAL INVESTMENT ANALYSTS, INC.

Primary Firm SEC Registration

TRUSTMONT ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/10/2009

Series 63

Date: 7/14/1987

SIE

Date: 10/1/2018

Series 7

Date: 6/20/1987

FINRA

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUSTMONT ADVISORY GROUP, INC.

TRUST BUT VERIFY

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