Kenneth J. Kaszak
Professional summary
Kenneth Joseph Kaszak, who also goes by Ken Kazak, is a registered financial advisor currently at TRUSTMONT ADVISORY GROUP, INC. located in Pittsburg, Pennsylvania and TRUSTMONT FINANCIAL GROUP, INC. located in Pittsburgh, Pennsylvania.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Kenneth has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Joseph Kaszak's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2010 - Present
TRUSTMONT ADVISORY GROUP, INC.
January 22, 2010 - Present
TRUSTMONT FINANCIAL GROUP, INC.
June 17, 2009 - January 21, 2010
INVESTORS CAPITAL CORP.
February 21, 2003 - January 21, 2010
INVESTORS CAPITAL CORP.
February 13, 2002 - December 31, 2002
THE INVESTMENT CENTER, INC.
January 29, 1999 - February 13, 2002
INVESTORS CAPITAL CORP.
August 25, 1993 - January 22, 1999
ALLEGHENY INVESTMENTS, LTD.
November 9, 1992 - July 2, 1993
PITTSBURGH FINANCIAL PLANNERS, INC.
June 4, 1991 - August 30, 1991
OSAIC WEALTH, INC.
April 5, 1990 - July 17, 1990
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 23, 1987 - April 27, 1988
FINANCIAL INVESTMENT ANALYSTS, INC.
Primary Firm SEC Registration
TRUSTMONT ADVISORY GROUP, INC.
CRD#: 106015 / SEC#: 801-30694
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2010)
(10/29/2012)
(3/23/2010)
(1/4/2022)
(10/13/2022)
(7/6/2021)
(1/22/2010)
(1/25/2010)
(4/9/2024)
(9/1/2023)
(10/12/2023)
Exams
FINRA
Current Firm
TRUSTMONT ADVISORY GROUP, INC.
CRD#: 106015 / SEC#: 801-30694
Contact information
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,387 |
| AUM (Assets Under Management) | $ 1,126,006,619 |
Red Flags
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