Joseph F. Aloi
Professional summary
Joseph Frank Aloi, who also goes by Rocky Aloi, is a registered financial professional currently at DEALERWEB LLC located in Jersey City, New Jersey.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1989. Joseph has worked at 8 firms and has passed the Series 72 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Frank Aloi's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2000 - Present
DEALERWEB LLC
Office #1: 185 Hudson Street Harborside 5, Suite 2200, Jersey City, NJ 07311Office #2: 185 Hudson Street Harborside 5, Suite 2200, Jersey City, NJ 07311October 12, 1999 - March 27, 2000
TULLETT LIBERTY BROKERAGE INC.
June 4, 1998 - October 4, 1999
TULLETT & TOKYO SECURITIES, INC.
September 11, 1992 - April 8, 1998
INTERCAPITAL GOVERNMENT SECURITIES INC.
February 28, 1991 - September 23, 1992
FUNDAMENTAL BROKERS
January 19, 1990 - February 28, 1991
FUNDAMENTAL BROKERS
January 3, 1990 - January 16, 1990
CANTOR FITZGERALD SECURITIES
August 1, 1989 - January 16, 1990
BCA SECURITIES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
DEALERWEB LLC
CRD#: 19662 / SEC#: , 8-38103
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEWEB IDB MARKETS, INC. | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| COTTER, RICHARD JOSEPH JR | PRINCIPAL FINANCIAL OFFICER | 1611037 |
| GALINDO, JORGE ALBERTO JR | PRINCIPAL OPERATIONS OFFICER | 2501261 |
| HUESTIS, TIMOTHY DANIEL | EXECUTIVE REPRESENTATIVE | 4931620 |
| MCKEON, ALFRED PETER | PRESIDENT | 1666355 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| SULLIVAN, MICHAEL FRANCIS | CHIEF COMPLIANCE OFFICER | 3254037 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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