Udell C. Brown

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CRD#: 1691999

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Udell Calvin Brown JR, who also goes by Cal Brown Jr, was a registered financial professional .

Udell is a previously registered financial professional and started their career in finance in 1987. Udell had worked at 4 firms and has passed the Series 65, Series 63, Series 62, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Cal Brown Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 30, 2012 - July 5, 2022

SAVANT WEALTH MANAGEMENT

RIA

CRD#: 107271

MCLEAN, VA

Past

January 18, 2001 - July 27, 2012

THE MONITOR GROUP, INC.

RIA

CRD#: 109589

MCLEAN, VA

Past

April 7, 1993 - December 31, 2000

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

July 2, 1987 - April 8, 1993

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAVANT WEALTH MANAGEMENT

CRD#: 107271 / SEC#: 801-43144

RIA

Registered Investment Advisory firm - (1/22/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/13/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/8/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 4/4/1994

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 22

Date: 1/18/1988

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 7/1/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SAVANT WEALTH MANAGEMENT

CRD#: 107271 / SEC#: 801-43144

RIA

Registered Investment Advisory firm - (1/22/1993 Approved)

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Contact information

Main Address

190 Buckley Drive, Rockford, IL 61107

Mailing Address

Phone number

(815) 227-0300

Established

Firm type

Fiscal year end

# of Employees

565

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAVANT WEALTH MANAGEMENT ADV PART 2A BROCHURE (10/28/2025)

Regulatory assets under management

Total Number of Accounts	65,929
AUM (Assets Under Management)	$ 37,127,688,152

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
10/25/2024	Cover Page	Report
09/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Udell C. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE MONITOR GROUP, INC.

VOYA FINANCIAL ADVISORS, INC.

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

SAVANT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 2/13/1998

Series 63

Date: 7/8/1987

Series 62

Date: 4/4/1994

Series 22

Date: 1/18/1988

Series 6

Date: 7/1/1987

Current Firm

SAVANT WEALTH MANAGEMENT

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SAVANT WEALTH MANAGEMENT

TRUST BUT VERIFY

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